1LOD Surveillance Summit NYC 2019 | Kx | 17 September 2019 | The Pierre, 2 East 61st Street &, 5th Ave, New York, NY 10065, US
Venue
The Pierre
The Pierre, 2 East 61st Street &, 5th Ave, New York, NY 10065, US
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| Event Date | Tue Sep 17 EDT (about 5 years ago) |
| Location |
The Pierre
2 East 61st Street &, 5th Ave, New York, NY 10065, US |
| Region | Americas |
Details
The Surveillance Summit is the first practitioner-led event held for this nascent sector. 1LOD Surveillance Summit has already been very successful bringing together over 200 surveillance leaders, their direct reports, peers from other areas of the financial institutions, the regulator, external experts, and the leading technology and service providers. It will become the annual event where the whole community can gather, network and learn as the sector undergoes unprecedented change.
Building on its huge success and previous 1LoD Summits in London, New York and Hong Kong, on 17th September 2019 the Surveillance Summit New York will be held, becoming the first US focused independent conference dedicated to Surveillance functions where practitioners can gather, network and learn as the sector undergoes unprecedented change.
Speakers
2019 Speakers
Thomas Gira
Executive Vice President, Market Regulation & Transparency Services, FINRA
General David H. Petraeus
Former Director of the Central Intelligence Agency, and Chairman, KKR Global Institute
Rajeev Dave
Head of Surveillance, Americas, Barclays
Nick Leeson
‘The Original Rogue Trader’, Former Barings Trader
Stephen Ditaranto
Managing Director, Global Co-Head of Surveillance, Deutsche Bank
Steven Schluter
Executive Director, Global Head of ISG Surveillance Strategy, Morgan Stanley
Daniel Veale
Head of Monitoring & Surveillance, Americas, UBS
Larry List
Managing Director, Chief Conduct and Controls Officer, Global Markets Americas, BNP Paribas
Charles Rose
Director, Trading Business Management, TD Securities
Colin Telmer
Director, Head Front Office Surveillance, Barclays
Stan Yakoff
Head of Americas Supervision, Citadel Securities
Niki Fotheringham,
Regional Head of Surveillance, Americas, HSBC
Jeffrey Loeb
Global Head of Communications Surveillance, Deutsche Bank
Alex Posharow
Director, Head of Compliance Investigations and Surveillance Americas, Credit Suisse
Pinchas Becker
Compliance Director, Federal Reserve Bank of New York
Rich Ziegenbalg
Global Head of Surveillance, BNY Mellon
John Malitzis
Managing Director, Global Head of ICG Surveillance, Citigroup
Aleksandra Radakovic
Managing Director, Global Head of Surveillance, J.P. Morgan
Steve Garrood
Chief Commercial Officer, Soteria by Insightful Technology
Rob Houghton
Founder and CTO, Soteria by Insightful Technology
Jordan Domash
General Manager, Relativity
Lee Garf
General Manager, Compliance, NICE Actimize
Cromwell Fraser
Head of Financial Markets Compliance Sales, NICE Actimize
Tim Estes
President and Founder, Digital Reasoning
Sponsors & Partners
2019 Sponsors
LEAD SPONSORS:
• Accenture
• Soteria
• Vox Smart
ASSOCIATE SPONSORS:
• Callminer
• Catelas
• Digital Reasoning
• Kx
• Morae Global
• Nice Actimize
• One Kick
• Relativity Trace
DELEGATES:
• Two Sigma
• Bank of America
• Barclays
• Bessemeer Trust
• Bloomberg
• Bank of Montreal
• Deloitte
• Deutsche Bank
• Dimensional
• Eventus Systems
• Federal Reserve Bank of New York
• FINRA
• Golman Sachs
• Guggenheim
• HSBC
• Jefferies
• J.P.Morgan
• KKR
• Macquarie
• Morgan Stanley
• Och-Ziff
• Natixis
• Societe Generale
• TD Securities
• Trading Hub
• UBS
• Wells Fargo
• Lucinity