Legal & Legislative Issues Conference 2017 | Financial Market Association (FMA) | 25 October 2017 | Hyatt Regency Washington on Capitol Hill  , 400 New Jersey Ave NW, Washington, DC 20001, USA

This day and a half conference is a valuable forum for banking and securities attorneys, senior compliance officers and regulators providing for an exchange of information, ideas and experiences on current hot topic regulatory and legislative/agency initiatives.

The focus is on high-level banking and securities law, enforcement proceedings, financial holding company issues, securities underwriting and distribution, capital markets regulation and public finance.

Key industry leaders, regulatory professionals and legislative participants share information about changes in the regulation landscape and current hot topic areas of regulatory and legislative initiatives, including panels of general counsels from the banking, securities and commodities regulatory agencies.

WilmerHale Partner Dan Kearney is on the program planning committee and will be the moderator on the panel "Legislative Update." Speakers on this panel will discuss key legislation passed or considered during the 115th Congress.

WhyYou Should Attend
• Make new contacts
• High-level peer interaction
• Network with regulators

More Reasons to Attend
• Explore industry concerns
• Discuss emerging issues
• Get the latest regulatory and legislative updates

ATTENTION!
• General & Managing Counsel
• Capital Markets & Securities Counsel
• Trust Counsel
• Risk Managers
• Senior Compliance Professionals
• Regulators
• Internal Auditors

2017 Speakers:

Moderator:
Chan Casey
Assistant General Counsel–Bank Regulatory
Citigroup, Inc.

John Court
Managing Director and Deputy General Counsel
The Clearing House

Debra Stone
Managing Director & Head of Regulatory Affairs Corporate
J.P. Morgan Chase & Co.

Seth P. Bender
Senior Vice President & Associate General Counsel
HSBC

Dr. Sharon Brown-Hruska
Director n NERA Economic Consulting

Scott M. Reinhart
Senior Attorney
Cleary Gottlieb Steen & Hamilton LLP

Amir Zaidi n Director
Division of Market Oversight n U.S. Commodity Futures
Trading Commission

Joseph P. Vitale
Partner
Schulte Roth & Zabel LLP

Margaret Liu
Senior Vice President
Legislative & Deputy General Counsel

William B. Mack
Shareholder
Greenberg Traurig, LLP

Robert L.D. Colby
Executive Vice President & Chief Legal Officer
FINRA

Daniel J. Davis
General Counsel
U.S. Commodity Futures Trading Commission

Marie-Louise M. Huth
Assistant General Counsel
U.S. Securities and Exchange Commission

Carol A. Wooding
Vice President & General Counsel
National Futures Association

Sharon Zackula
Associate General Counsel/Market Regulation
Municipal Securities Rulemaking Board

Annette L. Nazareth
Partner
Davis Polk & Wardwell LLP

Peter Driscoll
Acting Director
Office of Compliance Inspections and Examinations

Melissa Hodgman
Associate Director
Division of Enforcement

Joanne Rutkowski
Assistant Chief Counsel
Division of Trading and Markets

Douglas J. Scheidt
Associate Director and Chief Counsel
Division of Investment Management

Mark T. Carberry
Executive Director
J.P. Morgan

Jennifer C. Archie
Partner (Privacy and Data Security)
Latham & Watkins LLP

David A. Glockner
Regional Director, Chicago Regional Office
U.S. Securities and Exchange Commission

Kristofer Swanson
CPA/CFF, CAMS, CFE n Vice President and Practice Leader,Forensic Services
Charles River Associates

2017 Sponsors:

Schulte Rotz & Zabel
Davis Polk
CRA Charles River Associates
WilmerHale
Morrison|Foerster
GT GreenbergTraurig