2018 NSCP National Conference | NSCP - National Society of Compliance Professionals | 29 October 2018 | Omni Atlanta Hotel, CNN Center, 100 CNN Center, Atlanta, GA 30303, USA

The NSCP National Conference is the exclusive venue for Exhibiting opportunities. Join over 800 attendees, for three-days, for over 60 thought provoking sessions at this annual event.

Booths are located in the dedicated Exhibitor pre-function area that is open to conference attendees, and host to the event's several breakfasts, breaks and cocktail receptions. The structure of each booth is standard, and exhibiting companies will provide their unique artwork to be applied to the booth's graphics panel.

What can you expect?

• Over 15 hours of dedicated event breaks, luncheons and networking events for sponsors and exhibitors to engage key prospects and expand existing relationships
• One of the largest gatherings of professionals solely dedicated to Compliance
• Unique engagement opportunities to embed and promote brand awareness
• Convenience to your team, leveraging pre-fabricated exhibitor booths to showcase your current brand, allowing your team to focus on building relationships instead of booth set-up and shipping

2018 Speakers

Adán Araujo
CCO, Jasper Ridge Partners, LP

Norm Ashkenas
SVP-Chief Compliance Officer, Fidelity

Ken Bell
Vice President, Audit , Cetera Financial Group

Ellen Bessner
Partner, Babin Bessner Spry LLP

Elin Cherry
CEO, Elinphant, LLC

Michael Cowart
Associate General Counsel, LPL Financial

Lisa Crossley
Executive Director, National Society of Compliance Professionals

Jodie Crotteau
Chief Compliance Officer, Harbor Capital Advisors, Inc.

John Cullinane
Director, SDDCO

Patricia Cushing
Director of Compliance, National Futures Association (NFA)

Jerry Danielson
AVP - Field Assurance , Lincoln Financial Group

Glenn Doggett
Director, Professional Standards, CFA Institute

James (Jim) Downing
Global CCO, AON

Joe Edmondson
Partner, Foley & Lardner LLP

Nadine Evans
Senior Special Counsel/ Senior Specialized Examiner, U.S. Securities and Exchange Commission

Steve Farmer
Sr. VP & Chief Compliance Officer ,50 South Capital

Meghan Flanagan
Deputy Executive Director, NSCP

Trish Flynn
Vice President and Chief Compliance Officer, INTECH

Nicole Gallo
CCO & AML Compliance Officer, Wells Fargo Asset Management

Clare Godson
Executive Director, aosphere (an Affiliate of Allen & Overy LLP)

Daniel Goott
Principal, Investec Wealth Strategies

Barry Greenberg
General Counsel and Chief Compliance Officer, Cushing Asset Management

Beth Haddock
Principal, Warburton Advisers

Krista Harvey
Director, TIAA

Jeff Himstreet
VP and Corporate Counsel, Prudential

Joshua Horn
Co-Chair of Securities Industry Practice, Fox Rothschild LLP

Tracey Hunt
Associate Director, Compliance , National Futures Association (NFA)

Michelle Jacko
CEO, Core Compliance

Amy Jones
Founder and Principal, Guardian Performance Solutions LLC

Kevin Justus
Manager, Examinations, National Futures Association

Robert Kaplan
Partner, Debevoise & Plimpton, LLP

Bruce Karpati
Global Chief Compliance Officer and Counsel, KKR

Dan Kahl
Asst Director & Chief Counsel for the OCIE, U.S. Securities & Exchange Commission

Carolyn Kasky
Consultant, Compliance Support Services

Tanya Kerrigan
General Counsel and Chief Compliance Officer, Boston Advisors, LLC

Ernesto Lanza
Senior Counsel, Clark Hill PLC

Melissa Loner
VP, Fiduciary Services & CCO, Cambridge Investment Research Advisors, Inc.

Gail Marshall
Assoc GC - Enforcement Coordination, MSRB

Richard Marshall
Partner, Katten Muchin Rosenman LLP

Robert Masi
Managing Partner, Accordo Compliance Solutions

Lynn McGrade
Partner, Borden Ladner Gervais LLP

Kevin Miller
EVP & General Counsel, Securities America, Inc.

Robert Miller
Supervisory Attorney/Exam Manager, U.S. Securities and Exchange Commission

Jaclyn Moody
Senior Compliance Officer, Burgundy Asset Management Ltd.

Daniel Murphy
VP, CCO, PlanMember Securities Corp

Linde Murphy
Managing Director, Argent Financial Group

Ann Oglanian
CEO, ReGroup, LLC

James O’Leary
GIPS Compliance Analyst, BNY Mellon Asset Mgmt N.A.

Dabney O’Riordan
Co-Chief, Asset Management Unit, U.S. Securities & Exchange Commission

Alpa Patel
Partner, Kirkland & Ellis LLP

Anna Pinedo
Partner, Mayer Brown LLP

Tito Pombra
CCO, Matthews Asia

Rebekah Powers
SVP, CCo, Calton & Associates, Inc.

Julie Ragatz
Assistant Professor of Ethics, The American College

Sonya Reeve
Sr. Business Development Manager, NSCP

Brian Rubin
Partner, Eversheds Sutherland (US) LLP

Amy Rush
SVP and AGC-Regulatory, Waddell & Reed

Dave Sanchez
Senior Counsel, Norton Rose Fulbright US LLP

Charles Senatore
Head of Risk Oversight, Fidelity Investments

Jennifer Selliers
Director of Internal Compliance, Department of Treasury, State of Tennessee

Holly H. Smith
Partner, Eversheds Sutherland

Ann Marie Swanson
Director, Alaric Compliance

Kathy VanNoy-Pineda
CCO, Cetera Financial Group

Gwen Weithaus
Senior Director Investment Products and Services Risk & Controls, Northwestern Mutual

Stephen Wilkes
Partner, Wagner Law Group

Noula Zaharis
Director, Securities & Charities Division, Office of the Georgia Secretary of State

Pam Ziermann
Retired

Tracy Abbott
VP,Compliance, Prudential

Elaine Banar
Global Head of Anti-Money Laundering and Anti-Corruption Compliance, Guggenheim Partners

Glen Barrentine
Partner, Winston & Strawn

Andrew Bauer
Partner, Arnold & Porter

Richard Best
Regional Director, SEC

Jeff R. Blumberg
Partner, Faegre Baker Daniels

Barbara Boehler
Director of Programming, Compliance Week

Michael D. Burns
CCO, Ameritas Investment Corp

Michelle Canela
Sr. Compliance Manager, INTECH Investment Management LLC

John Carlson
Chief of Staff, Financial Services Information Sharing and Analysis Center (FS-ISAC)

Chris Charles
President, Wulff, Hansen & Co.

Elin Cherry
CEO, Elinphant, LLC

Salvatore (Sal) Cincinelli
Supervisory Special Agent, Complex Financial Crimes Unit, Federal Bureau of Investigations

Ethan Cohen
Director, Corporate Counsel (Cybersecurity & Privacy), Charles Schwab

Francois Cooke
Managing Director, Broker-Dealer Services, ACA Compliance Group

Jennifer Divalerio
Managing Director, Broker Dealer Compliance, Foreside

Julie Dixon
CEO & Managing Principal, Titan Regulation

Ric Edelman
Executive Chairman, Edelman Financial Services, LLC

James (Jim) Falvey
Consultant, Bovill

Robin Freeman
Assistant CCO, Legal & General Investment Management America

Kevin Gleason
SVP/CCO, Voya Investment Management

Laura Goldzung
President & CEO, AML Audit Services, LLC

Laura Grossman
Associate General Counsel, Investment Adviser Association

Alan Halfenger
Consulting Partner, Optima Partners

Eric Hess
Managing Member and Founder, HLC Consulting

Chris Hetner
Senior Advisor to the Chair for Cybersecurity Policy, U.S. Securities and Exchange Commission

Oscar Jofre
Co-Founder, President, CEO, KoreConX

Lawrence Kaplan
Of Counsel, Corporate Department, Paul Hastings LLP

Erik Kellogg
CEO & Chief Information Security Officer (CISO), inCyber Security

Lynnette Kelly
Executive Director, MSRB

Korrine Kohm
Partner & Senior Consultant, Ascendant Compliance Management

Mary Kopczynski
CEO & Founder, 8of9

Deborah Lamb
CCO, McKinley Capital Management LLC

Robert Leveille
Chief Compliance Officer, Invesco

Richard Levin
Shareholder, Polsinelli PC

Stephen Marsh
CEO and Founder, Smarsh

Ellen McCarthy
Managing Director and Chief Compliance & Risk Officer, VMS, LLC

Joseph McDermott
Chief Compliance Officer, Aviva Investors Americas LLC

Bart McDonald
EVP, Renaissance Regulatory Services

Stephanie Mumford
Chief Compliance Officer, T. Rowe Price

Elizabeth Murphy
President & CEO, CFM

Tammy Ofek
President, CapM Funding

Ann Oglanian
CEO, ReGroup, LLC

Hester Peirce
Commissioner, SEC

David Polonsky
Strategy and Development, FundApps

Keith Pyke
Director, MyComplianceOffice

Adam Reback
CCO, J. Goldman & Co., L.P.

Greg T. Reymann II
Partner, Carter Reymann Law

Jane Riley
Chief Compliance Officer, The Leaders Group/TLG Advisors

Jon Rios
Chief Compliance Officer, Anchorage Global, LLC

Lisa Roitman
Regulatory Compliance Specialist, Bloomberg Enterprise Solutions

Brian Rubin
Partner, Eversheds Sutherland (US) LLP

Adam Shoffner
Vice President, Duff & Phelps

Susan Schroeder
Head of Enforcement, FINRA

Linda Shirkey
President, The Advisor's Resource

Mary Simonson
Chief Risk Officer, Advisor Group

Jeff Squires
Principal, RIMC

Timothy Spangler
Partner, Dechert LLP

Heather Traeger
CCO & Compliance Counsel, Teacher Retirement System of Texas

Cathy Vasilev
VP, Red Oak Compliance

Craig Watanabe
Financial Adviser and Director of IA Compliance, DFPG Investments, Inc.

Josh Westerholm
Partner, Kirkland & Ellis LLP

Haimera Workie
Senior Director, Office of Emerging Regulatory Issues, FINRA

Mike Zimits
Founding Partner, BlockChain Strategies & Innovations

Darrell Bartlett
Chief Compliance Officer, Knowledge First Financial

Mark Carberry
Executive Director, J.P. Morgan

David Chaves
CEO, Tone at the Top Advisors

Kenneth Cherrier
CCO
Comerica Securities

Aaron De Angelis
Chief Compliance Officer, Spring Mountain Capital, LP

Louis Dempsey
President, Renaissance Regulatory Services

S. Kendrick Dunn
President, Jamboree Securities Consulting, Inc.

John Ellis
Principal, Edward Jones

Medina Jett
President , ICSGroup

John Kalohn
VP, Registration & Disclosure, FINRA

Michael Koffler
Partner, Eversheds Sutherland

Miriam Lefkowitz
Chief Legal Officer, Summit Equities, Inc.

Michele Lipschultz
GCO/Compliance Training Manager, Thrivent Financial

Joe McDonald
Senior Director, FINRA

Thomas Potter, III
Partner, Burr & Forman, LLP

Alissa (Lisa) Robinson
Senior Director, Membership Application Program, FINRA

Sean Sadler
Partner, McCarthy Tetrault LLP

Hank Sanchez
Managing Director, Oyster Consulting LLC

Tod Sawicki
Partner, Alston & Bird LLP Securities Litigation Group

David Scrams
Senior Director of Continuing Education and Measurement, FINRA

Jeff Soderstrom
Sr. Vice President, Ameriprise Financial

Julie Sullivan
SVP & CCO, The Strategic Financial Alliance, Inc.

Neshie Tiwari
CCO/Counsel, Ellevest

Aimee Toth
Managing Director & CCO, Invicta Capital LLC and Invicta Advisors LLC

Robert Tull
Chief Compliance Officer & Chief Risk Officer, CBRE Clarion

Daniel Viola
Partner, Sadis & Goldberg LLP

Kathy Weatherholt
VP-Compliance, GEORGE K. BAUM & COMPANY

Carrie Wisniewski
President, B/D Compliance Associates, Inc.

Jeff Ziesman
Partner, Bryan Cave Leighton Paisner

Krista Zipfel
President & CEO, Advisor Solutions Group, Inc.

2018 Sponsors

GOLD:
• ACA Compliance Group
• OYSTER
• RRS

SILVER:
• Basis Code Compliance
• Red Oak
• RegEd
• Smarsh

BRONZE:
• CCLS
• NCS
• Ameritrade
• Wolters Kluwer

SPONSORS:
• Ameritrade
• Fidelity Investments
• Windermere Insurance Group
• Elinphant
• Knopmanmarks Financial Training
• Warner Norcross
• Fox Rothschild LLP
• Eversheds Sutherland