2nd Annual Compliance Culture & Conduct Risk in Financial Services Forum 2018 | IBR Conferences (International Business Review) | 18 June 2018 | Grace Building, 77 York St, Sydney NSW 2000, Australia

Conduct and compliance failings can be seen across financial services organisations, from retail and wholesale sides of business. Improving conduct within the financial services industry is an essential part of rebuilding trust and supporting sustainable growth. Especially in the environment of increased regulatory focus on compliance, culture and conduct.

The Compliance, Culture & Conduct Risk in Financial Services Forum will bring together senior executives from banks and financial institutions, regulators as well as their consultants and advisors focused on how to maintain and strengthen a robust risk and compliance framework under heightened regulatory scrutiny. The Compliance, Culture & Conduct Risk in Financial Services Forum will feature presentations on how to improve conduct and restore trust.

Who should attend?

This conference will bring together Compliance Managers, CRO/ Chief Risk Officers, Conduct Risk specialists, Legal, Regulatory Reporting Officers, GRC professionals from financial services organization; government agencies like ASIC and APRA; and RegTech, compliance and risk solution and service providers and Advisors, Lawyers and Risk Management consultants.

2018 Speakers

Phil Budge
Chief Risk Officer, REST

Peter Deans
Chief Risk Officer, Bank of Queensland

Peter Jolly
Global Head of Research, NAB

James Cozens
Director, Commercial, CommpliSpace

Sophie Higgins
Director - Regulation and Strategy, Office of the Australian Information Commission

Jo Tornatore-Gallo
Head of Operational Risk Analysis & Management, RBC Capital Markets

Anatoly Kirievsky
Head of Compliance, OPTIVER APAC

Oscar Trimboli
Author of Breakthroughs & Deep Listening

Susan Bennett
Principal Sibenco Legal & Advisory

Shane MacDonald
Partner, Forensic Consulting Grant Thornton Australia

Helen Carroll
National Manager, Conduct and Planner Risk Insights, BT Financial Group

Jeremy Sandbrook
Chief Executive Officer at Integritas360

Karl Turner
Group Chief Risk Officer, Flexigroup

Elizabeth Sheedy
Associate Professor at Macquarie Applied Finance Centre

Ravi Dutta
Advisor, Behavioural Insights Team

Terri Clementson
Principal / Specialist Leader Financial Crime at Deloitte Australia

David Nichols
Chief Risk Officer Xinja

Natasha Hall
Managing Director, Hall Advisory Services Pty. Ltd.

David Jacobson
Principal, Bright Corporate Law

Richard Walker
Director at Luxford Partners

Grace Borsellino
Llecturer School Of Law, Western Sydney University

Ray Giblett
Partner, Norton Rose Fulbright Australia

Dr Gavriel Schneider
Group CEO Risk2Solution

Brooke Benson
Head of Financial Services CompliSpace

Nick Stavrou Phd
Managing Director, Risk Framework Manager

Barbara Pesel
Managing Director, Pesel & Carr