4th Compliance & Conduct Risk in Financial Services Forum | Ethical Corporation | 13 June 2018 | Hilton London Bankside, 2-8 Great Suffolk St, London SE1 0UG, UK

Embed Compliance at the heart of The Business - Accountability, Systems and Incentivisation

The compliance role is becoming more business critical by the day. The 4th Annual Compliance and Conduct Risk Forum will host a two-day summit under the Chatham House Rule where these key challenges are discussed and future strategies shaped

60+ Senior Executive Attendees
20+ CEO & Senior-Level Speakers
15+ Hours of dedicated networking

• Revolutionising the 1st line: Learn how to embed compliance in the first line for optimum operational effectiveness
• Incentivising good conduct: Successfully engage and educate employees, encourage good conduct and a sense of individual accountability with a holistic approach to incentivisation
• Individual accountability: How to share the responsibility across seniority levels and hold more individuals accountable for their impact on the business
• Navigating data challenges: Understand how new systems and technology can facilitate transparent data sharing whilst complying with the GDPR requirements
• The impact of technology and AI on compliance: Discover how AI and other new technologies could revolutionise compliance within financial services

Royal London
“This forum is an excellent platform to allow financial services firms to work together to create positive culture change”
Phil Loney, CEO, Royal London

Key issues being addressed in 2018
• First Line Compliance Keynote: Own the risk, embedding compliance in the first line
• Incentive Keynote: Developing a holistic approach to incentivization, encouraging individual accountability
• Senior management regime update
• Product Development Keynote: New era, new thinking -the role of compliance in new product development
• Going beyond control to mitigate risk and change behaviours
• Workshop: How to navigate GDPR

Two events, one ticket

This year's Forum will be co-located with the Ethical Corporation Flagship Responsible Business Summit. Attendees of the Compliance and Conduct Risk forum will have exclusive access to over 600 CEOs and senior business executives from leading global brands who are looking to understand how they can transform their business and industries. You will have access to CEO-lead Keynotes on sessions such as;

• Transformational Change Keynote: Drive transformational change throughout the business to deliver long-term impacts with CEO of Barclays Germany and VF Corp
• Digital Keynote: The Digital Revolution - how will it transform your business and industry? with Comcast, AXA and Nokia
• AI Keynote: Impact of AI on business and society with Sodexo and American Institute of Artificial Intelligence
• Investor Keynote: Engaging institutional investors to think long-term with Allianz Capital Partners and Hermes Investment Management
• Closing Keynote: The quest for inclusive capitalism with Nordea, IIRC and former US Deputy Assistant Secretary

Reserve your pass here to get access to both events

Who you'll meet?

Over 60 senior business executives from the world's leading financial institutions will attend the 2018 event.

The Ethical Corporation Difference

We have been producing events for 17 years and have evolved our events to reflect the needs of our customers. We spend a lot of time engaging and listening to our community to understand how we can help tackle issues at our conferences

• Practical and business focused insight: Leave our events with proven, actionable ideas and strategy from innovative companies that are pushing forward the sustainability and responsible business agenda
• Tackling the issues that matter: Year-round research and open-ended discussion with C-Suite and Directors within business guarantees conference themes reflect the current issues, challenges and opportunities
• Guaranteed learning: Interactive workshops, roundtable debates, case studies and panel Q&As ensure you get the answers you’re looking for. We create a learning, not listening environment, where everyone is encouraged to engage in the discussion
• Senior-level networking: Senior-level professionals both speak and attend our events, providing you with a unique environment for peer-to-peer relationship building

3 reasons why you should attend the 2018 Forum

• Network and share ideas with your peers to ensure your organisation is leveraging the best strategies, frameworks and ideas that develops a culture in-line with the FCA's expectations
• Executive keynotes from the out-of-industry C-Suite means you can find out how other industries are transforming their businesses in line with social expectations
• Gain a competitive advantage through embedding a compliance culture into the heart of the business.

2018 Sponsors

Ted MacDonald
Advisor, Wholesale Banking, Supervision – Investment, Wholesale and Specialists Division, Financial Conduct Authority

Yurika Pistorius
Group Compliance Officer, Clientele

Olinka Kelcikova
Compliance Manager, Arbuthnot Latham & Co

Gunnar Stangl
CFA, Director Compliance Strategy & Coordination, Commerzbank

Kimon Deridder
UK Compliance Oversight Director, Aviva

Paul Chappell
ACI Director of Education, ACI - Financial Markets Association

Anatoly Yakorev
Director, Center for Business Ethics & Compliance

Rob Knight
Managing Director, Global Head of Operational Compliance, Barings

Peter Massey-Cook
Managing Director, Regional Head of Ethics, Institute of Business Ethics State Street

Moazzam Tariq
EMEA Financial Crime Monitoring Officer (VP), BNY Mellon

Gerry Harvey
CEO, FMSB (FICC Markets Standards Board)

Jan Dauman
Chairman, IBLF Global

Barbara Falero
Chief Compliance Officer, Credicorp

Martin McKeogh
Group Head of Conduct, AIB

Russell Hornsby-Clifton
Head of Compliance, EFG Private Bank

Jagdev Kenth
Director of Risk & Regulatory Strategy, Willis Towers Watson

Leslie Rowlands
Partner, Gallup

Maria Semykoz
Workplace Analytics Architect, Gallup

Steven Pegg
Senior Ethics Officer, Lockheed Martin Corporation, EMEA

Derek Hammond
Head of Culture and Conduct UK, Société Générale Corporate Investment Bank

David Woolcock
Vice Chair, ACIFXC

Robin Poynder
Associate, Velador Associates

2018 Sponsors, Exhibitors and Partners

SILVER:
• GALLUP

EXHIBITORS:
• Sword Achiever

MEDIA:
• ACI
• APCC
• Better Regulation
• ICA International Compliance