Venue
Virtual

What is Qwoted?

Qwoted is a free expert network: we help reporters connect with experts & we help those same experts build relationships with top reporters.

Event Date Mon Nov 8 EST - Wed Nov 10 EST (20 days ago)
Location Virtual
Region All
Details

Join us for candid discussions, expert insights, and the latest developments in the securities industry.

Conference Details
The National Conference on the Securities Industry gathers senior executives, regulators and subject matter experts to examine the latest developments in securities regulation, auditing and accounting requirements.

Over three days in November, this virtual conference will explore industry issues and provide:

• Accounting and auditing updates
• Insights from leaders
• The financial industry analyst perspective
• Regulatory session with representatives from the SEC, FINRA and CFTC
• And more

WHY ATTEND:

• Expert Insights: Hear from industry executives, regulators, policymakers, chief economists, and subject matter experts.

• Candid Discussions: Gain insight into the latest accounting, economic, risk management, and regulatory updates. We'll also explore diversity, inclusion, and leadership.

• CPE Credits: This conference will be eligible for Continuing Professional Education credits. The number of CPE credits is currently pending.

Speakers

2021 Speakers

David Challen
Partner, PwC

Kerry Gendron
Sebior Vice President, Member Supervision Data Analytics and Technology, FINRA

Pamela Gibbs
Director, Office of Minority and Women Inclusion (OMWI), U.S. Securities and Exchange Commission (SEC)

Betsy Graseck
Managing Director, Global Head of Banks and Diversified Finance Research, Morgan Stanley

Robert J. Jackson, Jr.
Professor of Law, NYU School of Law

Rich Jones
Chair, Financial Accounting Standards Board (FASB), Dr. David Kelly, CFA

Managing Director,
Chief Global Strategist, J.P. Morgan Asset Management

Michael A. Macchiaroli
Associate Director, Division of Trading and Markets, U.S. Securities and Exchange Commission (SEC)

Kate Seitz
Assurance Partner, RSM US

Suzanne Shank
President & Chief Executive Officer, Siebert Williams Shank & Co., LLC

Mitchell Thompson
Unit Chief, Cyber Division, Global Operations and Targeting Unit, FBI

Jon Zefi
Principal, Tax Advisory Services, EisnerAmper LLP

Sponsors & Partners

2021 Sponsors

PLATINUM SPONSOR:
• AxiomSL Adenza

GOLD SPONSORS:
• Citrin Cooperman
• DTCC

SIFMA'S STRATEGIC PARTNERS:
• AWS Financial Services
• Broadridge
• Deloitte
• EY
• FICO
• Fidelity
• FIS
• IBM
• Pwc