AIMA Canada Regulatory Forum 2022 | Alternative Credit Council | 8 November 2022 | Virtual
Venue
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| Event Date | Tue Nov 8 EST (about 2 years ago) |
| Location | Virtual |
| Region | Americas |
Details
Please join us for the Annual Forum, where we will discuss a number of current topics impacting compliance, registration and investment funds, alongside our members' top questions for the regulators.
Topics include:
• KYC & Suitability Cyber-security & privacy considerations
• ESG fund disclosure & Canadian alignment to global sustainable finance “standards”
• CFR sweep & managing conflicts
• OSC Annual report highlights
• Exemptive relief highlights
• Digital Asset regulation
• Upcoming regulatory priorities
Speakers
2022 Speakers
MODERATORS:
Norbert Knutel
Partner, Blake, Cassels & Graydon LLP
Darin Renton
Partner, Stikeman Elliott LLP
SPEAKERS:
Darren McKall
Manager, Investment Funds and Structured Products, Ontario Securities Commission (OSC)
Bruno Vilone
Senior Policy Analyst, Investment Funds Oversight (ad interim), Autorité des marchés financiers (Québec) (AMF)
Vera Nunes
Manager, Investment Fund Manager Team, Compliance & Registrant Regulation, Ontario Securities Commission (OSC)
Olivier Girardeau
Senior Advisor on Sustainable Finance, Securities Markets, Autorité des marchés financiers (Québec) (AMF)