Venue
Webinar

What is Qwoted?

Qwoted is a free expert network: we help reporters connect with experts & we help those same experts build relationships with top reporters.

Event Date Tue May 18 ADT (5 months ago)
In your timezone (EDT): Tue May 18 10:00am - Tue May 18 11:00am
Location Webinar
Region Americas
Details

This annual panel discussion, featuring ranking CFTC and DOJ prosecutors and leading private practitioners, will address priorities and trends in the investigation and prosecution of civil and criminal cases for insider trading, spoofing, fraud and market abuse in the derivatives markets as well as recent case law developments.

Likely topics for discussion include:
• Enforcement priorities and focuses such as spoofing, price manipulation, insider trading, false statements, and cryptocurrency-related misconduct;
• Investigative processes such as cross-agency and cross-border coordination and the role of internal counsel and compliance officers;
• Factors and considerations in charging and penalty decisions such as liability of supervisors, controlling persons and organizations for employee misconduct; and
• Self-reporting and cooperation parameters.

Speakers

2021 Speakers

SPEAKERS:

Avi Perry
Assistant Chief, Fraud Section, Criminal Division, U.S. Department of Justice

Gretchen Lowe
Chief Counsel, Division of Enforcement, Commodity Futures Trading Commission

Celeste Koeleveld
Partner, Clifford Chance US LLP

Benjamin Peacock
Associate, Clifford Chance US LLP

MODERATOR:

David Yeres
Leader, Derivatives and Commodities Enforcement Practice, Clifford Chance US LLP

Sponsors & Partners

2021 Sponsors

SPONSORS:
• EzeCastle Integration
• ACA
• Allen & Overy
• CITCO
• Dechert LLP
• EY
• Exe Castle Intergration
• Guotai Junan Securities
• iConnections
• K&L gates
• KPMG
• Man Group
• Maples
• PWC
• RSM
• SS&C
• Scotiabank
• Simmons & Simmons
• State Street

PARTNER:
• Clifford Chance