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Event Date |
Wed Sep 29 CDT (about 3 years ago)
In your timezone (EST): Wed Sep 29 2:00pm - Wed Sep 29 4:00pm |
Location | Virtual Event |
Region | Americas |
While the economy is slowly recovering from the global pandemic, regulators in the futures and derivatives markets continue to press forward with significant regulatory and enforcement efforts. These efforts will continue to evolve as the new administration takes shape in Washington.
In this two-hour seminar, regulators and leading industry professionals will provide practical guidance and insight into the current and anticipated issues that will impact participants in the futures and derivatives industry. Attorneys who attend will earn two hours of CLE in Illinois and California free of charge (pending approval).
2021 Speakers
REGULATORY TRENDS PANEL:
Renato Mariotti
Partner, Thompson Coburn LLP
Andrew Vrabel
Managing Director and Chief Regulatory Officer, CME Group
Jennifer Sunu
Director of Compliance, National Futures Association
ENFORCEMENT TRENDS PANEL:
Jake Kahn
Partner, Riley Safer Holmes & Cancila LLP
Robert Howell
Deputy Director, CFTC Division of Enforcement
Steve Schweitzer
Senior Director of Enforcement, CME Group
MODERATOR:
Marc Nagel
Independent Compliance Consultant and Expert Witness