Venue
Virtual Event

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Event Date Wed Sep 29 CDT (9 months ago)
In your timezone (EDT): Wed Sep 29 2:00pm - Wed Sep 29 4:00pm
Location Virtual Event
Region Americas
Details

While the economy is slowly recovering from the global pandemic, regulators in the futures and derivatives markets continue to press forward with significant regulatory and enforcement efforts. These efforts will continue to evolve as the new administration takes shape in Washington.

In this two-hour seminar, regulators and leading industry professionals will provide practical guidance and insight into the current and anticipated issues that will impact participants in the futures and derivatives industry. Attorneys who attend will earn two hours of CLE in Illinois and California free of charge (pending approval).

Speakers

2021 Speakers

REGULATORY TRENDS PANEL:

Renato Mariotti
Partner, Thompson Coburn LLP

Andrew Vrabel
Managing Director and Chief Regulatory Officer, CME Group

Jennifer Sunu
Director of Compliance, National Futures Association

ENFORCEMENT TRENDS PANEL:

Jake Kahn
Partner, Riley Safer Holmes & Cancila LLP

Robert Howell
Deputy Director, CFTC Division of Enforcement

Steve Schweitzer
Senior Director of Enforcement, CME Group

MODERATOR:

Marc Nagel
Independent Compliance Consultant and Expert Witness