Anti-Money Laundering & Financial Crimes Conference 2019 | SIFMA | 4 February 2019 | Grand Hyatt New York, 109 E 42nd St, New York, NY 10017, USA

SIFMA’s Anti-Money Laundering & Financial Crimes Conference continues to be the leading forum for professionals from the securities industry, regulatory agencies and law enforcement to discuss current legal and regulatory developments and priorities in the AML and financial crime space. We hope you’ll join us for this two-day event in New York City this coming February.

2019 Speakers

Ira D. Hammerman
Executive Vice President & General Counsel, SIFMA

Kenneth A. Blanco
Director, Financial Crimes Enforcement Network (FinCEN)

James Fiebelkorn
Vice President and Global AML Officer, Ameriprise Financial Services Inc.

Sarah D. Green
Chief Financial Crimes Officer, Vanguard Group, Inc.

Robert (Bob) Molloy
Chief Anti-Money Laundering Officer, Raymond James Financial, Inc.

David G. Sewell
Counsel, Debevoise & Plimpton LLP

Meg Zucker
Global Anti-Money Laundering Head, RBC Capital Markets

Alan Williamson
Director, Financial Crime Compliance Wealth & Investment Management, Americas, Barclays

Winnie Gilmore
Securities Regulatory Compliance Attorney, Citi

Elena Hughes
Executive Director, Deputy Head of AML - Institutional Securities Group, Morgan Stanley

Rockwell Reid Jr.
Senior Vice President, ICG AML Advisory, Citi

Betty Santangelo
Of Counsel, Schulte Roth & Zabel LLP

Elizabeth “Paige” Baumann
Senior Vice President, Chief Anti-Money Laundering Officer, Fidelity Investments

Brian Curtis
Global Head of Anti-Money Laundering, Pershing LLC, a BNY Mellon Company

Michael Dressen
Director of Anti-Money Laundering, RBC Wealth Management

Timothy Friedman
Director of Financial Investigations and Compliance Operations, Securities America

Gerald J. Russello
Partner, Sidley Austin LLP

Jeffrey Weiss
Managing Director & Chief Anti-Money Laundering Officer, TD Ameritrade, Inc.

Ana Alonso
Global Head of Audit for Corporate Compliance, Legal and Services, Goldman, Sachs & Co.

Maura Kugler
Managing Director, Internal Audit: Legal and Compliance/Financial Crimes, Morgan Stanley

Tim O’Neal Lorah
Managing Director, Navigant Consulting, Inc.

Katrina A. Carroll
Executive Vice President and Chief Anti-Money Laundering Officer, LPL Financial LLC

Jeremy Dresner
Special Counsel, Wilmer Hale

Michael Idol
Managing Director - Deputy AML Compliance Officer, Charles Schwab & Co., Inc.

Paul Khareyn
Vice President & Manager, AML & BSA Policy SME, KYC Services, HSBC Securities (USA) Inc.

Brock Miller
Senior Manager, Corporate Securities Review, Raymond James & Associates, Inc.

David Stetson
Vice President, Senior Compliance Officer, Co-Head, Government Sanctions Group, Goldman, Sachs & Co.

David Fein
Group General Counsel, Standard Chartered

Bryan Smith
Federal Bureau of Investigation (FBI)

James Fiebelkorn
Vice President and Global AML Officer, Ameriprise Financial Services Inc.

Michael Rufino
Executive Vice President, Head of Member Regulation - Sales Practice. FINRA

Frederick Reynolds
Managing Director, Global Head of Financial Crime Legal, Barclays

Jodi L. Avergun
Partner, Cadwalater Wickersham & Taft LLP

Daniel S. Ruzumna
Partner, Patterson Belknap Webb & Tyler LLP

Logan Anderson
Director, AML Strategy & Investigations, TD Ameritrade, Inc.

Joseph C. Del Broccolo III
Sr. Vice President and Head of Transaction Monitoring Strategy and Liaison, HSBC Bank USA

April Dennis
Director, Head of AML Modeling, SG Americas, Société Générale

Janice Stark
Ameriprise Financial, Inc.

Baha Sarana
Executive Director, Legal and Compliance, Morgan Stanley

Jonathan Thomas
Head of Sanctions Group, Goldman, Sachs & Co.

Greg Ruppert
Bank Secrecy Act Officer, Senior Vice President, Corporate Risk Management, Charles Schwab & Co., Inc.

Jason Foye
Director - AML Investigative Unit, FINRA

Sean Friedly
Senior Manager, Head of AML & Financial Crimes Investigations

Raymond James & Associates, IncKyle Armstrong
Federal Bureau of Investigation (FBI)

John Davidson
Senior Vice President & Global Head of Anti-Money Laundering, E*Trade Financial

Toni Chion
Associate Director, U.S. Securities and Exchange Commission

Christopher Kelly
Senior Vice President, FINRA

Matthew Levine
Executive Deputy Superintendent for Enforcement, New York State Department of Financial Services

Sharon Cohen Levin
Partner, WilmerHale

Leo Tsao
Chief of the Bank Integrity Unit, Money Laundering and Asset Recovery Section of the Criminal Division, U.S. Department of Justice

Catherine (Cathy) A. LaFalce
Managing Director and Global Head of AML Compliance Risk Management, Markets and Banking, Citi

Brent P. Cohen
U.S. Head of AML Compliance, RBC Capital Markets, LLC

Satish M. Kini
Partner, Debevoise and Plimpton

Adrienne Kosta
Vice President, Anti-Money Laundering Officer, Fidelity Investments

Brian Walsh
Director, Anti-Money Laundering Officer and Chief Compliance Officer, Pershing Securities Canada Limited

2019 Sponsors and Partners

DIAMOND:
• Fiserv.
• Schulte Roth & Zabel
PLATINUM:
• Refinitiv

GOLD:
• Debevoise & Plimpton
• Gibson Dunn
• Navifgant
• Transparint

SILVER:
• 4iQ
• Bates group
• LexisNexis
• SBS

STRATEGIC PARTNERS:
• Accenture
• Broadridge
• Deloitte
• Ey
• Fidelity Investments
• Hearsay Systems
• Ibm
• Pwc
• Tata Consultancy Services