Anti-Money Laundering & Financial Crimes Conference 2023 | SIFMA | 22 May 2023 | Convene, 225 Liberty St, New York, NY 10281, USA

This conference is the leading forum for professionals from the securities industry. Together, we gather with regulatory agencies and law enforcement to discuss current legal and regulatory developments and priorities in the AML and financial crime space.

WHY ATTEND:

• Access insightful conversations with financial services leaders and regulators at the only anti-money laundering conference that specializes in the securities industry and capital markets.

Gain Expert Insights:

• Hear from industry leaders and regulators while engaging with peers and colleagues.

Earn Credits:

• Participants will be eligible for continuing education credits, including CAMS, CLE and CPE.

Explore our Showcase:

• Learn about the latest products and services for anti-money laundering and financial crime compliance.

2023 Speakers

FEATURED SPEAKERS:

Scott Rembrandt
Deputy Assistant Secretary (DAS) for Strategic Policy, U.S. Department of the Treasury

Matthew Taylor
Supervisory Special Agent, Federal Bureau of Investigation (FBI)

SPEAKERS:

Nicole De Bello
Executive Director, Morgan Stanley

Bernard Canepa
Managing Director and Associate General Counsel - Office of General Counsel, SIFMA

Margaret Edmunds
Director of AML and Corporate Compliance, Baird

Jim Fiebelkorn
BSA/AML Program and Sanctions, Charles Schwab & Co and Charles Schwab Bank

Sarah Green
Global Head of Financial Crimes, Vanguard Group Inc.

Adrienne Kosta
Head of Financial Crimes Program Office, Fidelity Investments

Samantha J. Leventhal
Managing Director, Global Financial Crimes Global Wealth & Investment Management and Global Markets Risk Executive, Bank of America

Tara Loftus
Global Head of Financial Crimes Compliance, Brown Brothers Harriman

Robert Molloy
Chief AML Officer, Raymond James Financial

Jeffrey Weiss
Head of Financial Crimes, Robinhood Financial LLC

Alan Williamson
Director, Business Oversight Compliance, Barclays Investment Bank Americas

Meg Zucker
VP US Head of AML & Financial Crime Advisory, RBC

2023 Sponsors

DIAMOND:
• Quantexa
• Schulte Roth and Zabel
• Work Fusion

PLATINUM:
• Debevoise and Plimpton

GOLD:
• Crowell
• Guidehouse
• SIX

SILVER:
• ACAMS
• Babel Street
• CRB Monitor
• Dow Jones Risk and Compliance
• Genpact
• LexisNexis Risk Solutions
• Parallel Markets
• PWC
• Sidley
• Smarsh

MEDIA PARTNER:
• Global Legal Group

STRATEGIC PARTNERS:
• Broadridge
• Deloitte
• EY
• FICO
• Fidelity Investments
• FIS
• IBM
• KPMG
• Kyndryl
• PWC