ASIFMA Compliance and Legal Conference 2019 | ASIFMA | 28 May 2019 | Mandarin Oriental, The Connaught Room, 1st Floor, 5 Connaught Road Central, Hong Kong

This inaugural Asian conference for compliance and legal that is designed by the industry for the industry where the industry (sell-side, buy-side, regulators, law firms, consultants and media) can come together once a year to meet and discuss important issues impacting this area.

CPT/CPD Points: Upon request, ASIFMA will provide a Proof of Attendance Letter for you to apply for relevant training hours (CPT/CPD) according to your own job requirement. Please note delegates are required to sign in and sign out at the reception desk on-site.

2019 Speakers

Ashley Alder
Ceo, Securities & Futures Commission (Sfc)

Phlippa Allen
Ceo and Founder, Complianceasia

Tina Arcilla
Head of Diversity and Inclusion Asia Network, Community Business

Douglas Arner
Kerry Holdings Professor in Law, The University of Hong Kong

Thomas Atkinson
Executive Director, Enforcement, Securities & Futures Commission (Sfc)

Karen Au
Chief Compliance Officer, Wellington Management Hong Kong Ltd

Mark Austen
Ceo, Asifma

Lisa Brander
Global Head of Client Onboarding and Regulatory Reporting, Operations, Clsa

John Buckley
Chief Operating Officer, Citadel Securities Asia

Carmen Cano
Head of the Eu Office to Hong Kong and Macao, European Union Office

Hannah Cassidy
Partner, Financial Services Regulatory, Hong Kong, Herbert Smith Freehills

Emily Chan
Regional Head of Risk and Compliance, Investment Management, Apac, Bny Mellon

Steven X. Chan
Regional Head of Regulatory & Government Affairs, Asia Pacific; Founding Board Dir., Paypal Inc.

Yam Ki Chan
Head of Cloud Public Policy, Asia Pacific, Google

Teresa Cheng
Sc, Secretary for Justice, Department of Justice, Hksar Government

Garbo Cheung
Managing Director, Hong Kong Exchanges and Clearing Limited (Hkex)

Carmen Chu
Executive Director (Enforcement and Aml), Hong Kong Monetary Authority

Sharon Concisom
Executive Director Markets Enforcement, Australian Securities and Investments Commission (Asic)

Jenny Cosco
Managing Director, Co-head, Government Affairs Asia Pacific, Goldman Sachs (Asia) L.l.c

David Costello
Consul General, Consulate General of Ireland to Hong Kong and Macao

Kris Daswani
Head, Legal, Transaction Banking, Standard Chartered Bank

Stephen Davison
Managing Director, J.p. Morgan

Sue De Broglio
Head of Compliance – Asia, Macquarie

Kieran Donovan
Associate, Outsourcing and Technology Transactions Department, Latham & Watkins

Francis Edwards
Partner, Clifford Chance

Kate Fewings
Regional General Counsel, Asia Pacific, Citibank

Annabella Fu
Financial Regulation Partner, Hong Kong, Linklaters

Yin Ge
Partner, Han Kun Law Offices

Eugène Goyne
Associate Partner, Apac Financial Services Regulatory Leader, Ey

Dima Gutzeit
Founder, Leapxpert

Ben Hamilton
Head of Legal, Asia, Anz Bank

Henri-christian Hartloff
Senior Vice President, Business Development, Taiger

Simon Hawkin
Counsel, Financial Regulation, Latham & Watkins

Andrew Heyn
British Consul General to Hong Kong and Macao, British Consulate-general Hong Kong

Luke Holder
Vice President, Apac Lead, Regulatory Risk and Review, Blackrock

Jacob Hook
Managing Partner, Asia Pacific, Oliver Wyman

Ray Horan
Ceo, Emotics

Jennifer Hsieh
Head of Asia Pacific, Trading Hub

Sumit Indwar
Partner, Financial Regulation, Linklaters

Damien Jones
Partner, Ey

Tara Joseph
President, The American Chamber of Commerce in Hong Kong

Prashant D Joshi
Director, Regulatory Affairs & Implementation, Global Markets, Asia Pacific, Bnp Paribas

Deborah Kaplan
Litigation Counsel, Morgan Stanley

Eileen Koo
Managing Director, Compliance Apac Ex Japan, Alliancebernstein

Jeremy Lam
Partner, Deacons

Otto Lee
Security Assurance Manager Apac, Amazon Web Services (Aws)

Cowina Leung
Head of Anti-money Laundering and Anti-bribery & Corruption, Asia Pacific, T. Rowe Price

Lydia Li
Head of Legal and Compliance, China, Fidelity International

Jean-paul Linschoten
Managing Director, Hsbc

Sandra Lu
Partner, Llinks Law Offices

Urszula Mccormack
Partner, King & Wood Mallesons

Alisa Milburn
Apac Head of Financial Crime, Blackrock

Ramesh Moosa
Partner, Forensic Services, Pwc

Chad Olsen
Partner, Forensic/financial Crime, Deloitte

Neil Pabari
Managing Director, North Asia, Refinitiv

Kristen Patel
Regional Head of Research and Analytics, Financial Crime Transaction Monitoring, Hsbc

Nicholas Peach
Managing Director, Goldman Sachs

James Phillips
Head of Regulatory Reporting Strategy, Vermeg

Steve Poon
Associate Director, Intermediaries Supervision, Intermediaries, Securities & Futures Commission (Sfc)

Winnie Pun
Managing Director, Apac Head of Public Policy, Blackrock

Joseph M. Quiazon
Managing Director, Head of Financial Crime Compliance, Apac, Exiger

Kishore Ramakrishnan
Partner, Temple Grange Partners

Shaun Roache
Chief Economist Apac, S&p Global Ratings

Aveline San
Chief Compliance Officer, Asia Pacific, Citi

Mark Satterthwaite
Apac Head of Icg Compliance, Citi

Peter Siembab
Managing Director, Global Corporate and Investment Banking Counsel, Legal Department, Bank of America Merrill Lynch

Adam Singer
Managing Director, Asia Pacific Core Compliance, J.p. Morgan

Jianing Song
Partner, Advisory, Kpmg

Frankie Tam
International Technology Lawyer, Dla Piper

Beng Hwa Tan
Director/ Head of Enforcement Department’s Market Conduct Investigations Division I, Monetary Authority of Singapore (Mas)

Helena Tang
Head of Risk Proposition Sales, North Asia, Refinitiv

Nikki Tanner
Head of Apac Market Structure, Deutsche Bank

Leonie Tear
Senior Associate, King & Wood Mallesons

Kriti Trehan
Partner, Law Offices of Panag & Babu, New Delhi

Rakesh Vengayil
Deputy Ceo Asia Pacific; Head of Business Strategy & Support, Bnp Paribas Asset Management

Sergey Volkov
Director, Pwc

Julie Wan
Managing Director, Apac Markets Control & Regulatory Coo, Credit Suisse

Whitney Whisenhunt
Vice President and Counsel, Bny Mellon

Simon N. Williams
Managing Director, Apac Head of Equity Trading, Blackrock

Samantha Willis
Executive Director, Asia Pacific Culture & Conduct Lead and Asia Pacific Controls, J.p.morgan

Raymond Wong
Director, Intermediaries Supervision, Intermediaries, Securities and Futures Commission (Sfc)

Carol Wong
Managing Director, Societe Generale

Tony Wood
Partner, Financial Services Risk and Regulatory Leader, Deloitte China

Tim Woodward
Head, Financial Markets Compliance, Bnp Paribas

Peter Wun
Executive Director, Coo - Greater China Equities, Apac Equities Electronic Trading and Apac Cash Equities, Ubs

Elaine Yu
Head of Compliance, Hong Kong and China, Eastspring Investments

Jiaxing Zhou
Managing Director & Head of Legal Department of Legal and Compliance, China International Capital Corporation (Hong Kong) Limited

2019 Sponsors

GOLD SPONSORS:
• Herbert Smith Freehills
• LLinks

SILVER SPONSORS:
• Compliance Asia
• Exiger
• Han Kun Law Offices
• Latham
• Leap Expert
• Mizuho
• Refinitiv

MEDIA PARTNERS:
• Asia First
• CT
• GlG
• Practice Sight
• PaRR
• Regulation Asia

ENDORSERS:
• Asia Cloud Computing Association
• CFA Institute
• CAIA
• European Chamber
• Hong Kong Association of Banker
• HKSI
• ICMA
• ICA
• PIMFA
• WiFA