Venue
Virtual Event

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Event Date Tue Sep 7 EDT - Fri Sep 10 EDT (10 months ago)
Location Virtual Event
Region Americas
Details

This flagship event in Asia for compliance is “designed by the industry for the industry” where the industry (sell-side, buy-side, regulators, law firms, consultants and media) come together once a year to meet and discuss important issues impacting this area.

Speakers

2021 Speakers

Gary Tiu
Group Executive Director And Head Of Regulatory Affairs, Bc Technology Group (Parent Company Of Osl).

Beng Hwa Tan
Director/ Head Of Enforcement Department’s Market Conduct Investigations Division I, Monetary Authority Of Singapore (Mas)

Manesh Samtani
Editor And General Manager, Regulation Asia

Vimal Motwani
Director And Assistant General Counsel, Bank Of America

Kelly-ann Mchugh
Director, Asia-pacific, Mycomplianceoffice

Hester M. Peirce
Commissioner, U.s. Securities And Exchange Commission

Vincent Loy
Assistant Managing Director (Technology), Monetary Authority Singapore

Julia Leung
Deputy Chief Executive Officer, Securities And Futures Commission

Yvette Kwan
Executive Adviser, Asifma

Phakawa Jeasakul
Resident Representative For Peoples Republic Of China Hong Kong Special Administrative Region, International Monetary Fund

Sumit Indwar
Financial Regulation Group Partner, Hong Kong Sar, Linklaters

Jennifer Hughes
Asia Columnist, Reuters Breakingviews

Josh Heiliczer
Managing Director, Protiviti

Natalie Curtis
Partner, Financial Services Regulatory, Herbert Smith Freehills Llp, Singapore

Sharon Concisom
Executive Director, Markets Enforcement, Australian Securities And Investment Commission

Hannah Cassidy
Partner, Head Of Financial Services Regulatory, Asia, Herbert Smith Freehills Hong Kong

Ananta Barua
Whole Time Member, Securities And Exchange Board Of India

Thomas Atkinson
Executive Director, Enforcement, Securities And Futures Commission Hong Kong

Cathie Armour
Commissioner, Australian Securities & Investments Commission (Asic)

Shigeru Ariizumi
Vice Commissioner For International Affairs, Financial Services Agency, Government Of Japan

Philippa Allen
Ceo And Founder, Complianceasia

Ashley Alder
Ceo, Sfc; Chair, International Organization Of Securities Commissions (IOSCO)

Arthur Yuen
Deputy Chief Executive, Hong Kong Monetary Authority

Ruenvadee Suwanmongkol
Secretary-general, Securities And Exchange Commission Thailand

Jennifer Sunderlin
Senior Manager, Financial Services Consulting, EY

Eugène Goyne
Ey Asia-pacific Financial Services Regulatory Lead, EY

Michael Duignan
Head Of Market Misconduct Team, Securities And Futures Commission Hong Kong

Guy Debelle
Deputy Governor, Reserve Bank Of Australia

Calissa Aldridge
Senior Executive Leader, Market Supervision, Australian Securities And Investments Commission

Sponsors & Partners

2021 Sponsors

LEAD SPONSOR:
• Thomson Reuters

PLATINUM SPONSOR:
• Herbert Smith Freehills
• EY
• OSL The Trusted Digital Asset Platform
• Protiviti
• smarsh

GOLD SPONSOR:
• ComplianceAsia Holdings
• Gibson, Dunn & Crutcher
• Linklaters
• MCO Inc.

MEDIA PARTNER:
• AsianInvestor
• CorporateTreasurer
• FinanceAsia
• Regulation Asia
• Responsible Investor

SUPPORTING ORGANISATION:
• InvestHK

ENDORSER:
• ACCA
• AIMA
• ASIFMA
• Austcham China
• BBF India
• CAIA
• Center for China and Globalization
• CFA Institute
• Asia-Pacific Research Exchange
• European Chamber of Commerce in Hong Kong
• European Chamber of Commerce in Singapore
• Financial Markets Association of Singapore
• FinTech Association of Hong Kong
• Fintech Association of Sri Lanka
• Hong Kong Institute of Certified Public Accountants
• Hong Kong Trade Development Council
• International Bankers Association of Japan
• KOFIA
• NZFMA
• OMFIF
• ASIA INTERNET COALITION
• AFME
• Association of Cloud and Mobile Computing Professionals
• British Chamber of Commerce Hong Kong
• Hongkong Association of Banks
• HKSI
• Hong Kong Trustees' Association
• SAS
• WTIA

EVENT MANAGER:
• Plus Concepts