C&L Charlotte Breakfast 2017 | Securities Industry and Financial Markets Association (SIFMA) | 28 April 2017 | Charlotte, NC, United States
Venue
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| Event Date | Fri Apr 28 EDT (over 7 years ago) |
| Location | Charlotte, NC, United States |
| Region | Americas |
Details
The SIFMA Compliance & Legal Society will host a breakfast in Charlotte, NC on April 28, 2017 at One Bank of America Center
Speakers
Speakers :
Kenneth L. Miller
Deputy General Counsel
Bank of America
Edward J. Hill
Senior Vice President;
Public Policy Executive
Bank of America
Peggy Ho
Executive Vice President Chief of Staff, Legal Head of Government Relations
LPL Financial LLC
David N. Jonson
Attorney
Wyrick Robbins, Yates & Ponton LLP
Duane A. Malone
Managing Director and Head of Supervision
Bank of America Merrill Lynch
John O’Neill
Senior Vice President, Surveillance
LPL Financial LLC
Tracy Calder
Managing Director, Deputy Chief Risk Officer
LPL Financial LLC