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Event Date | Thu Feb 27 EST (almost 5 years ago) |
Location |
SIFMA Conference Center
120 Broadway, Floor 2, New York, NY 10271, USA |
Region | Americas |
Future Leaders Forums are hosted by the C&L Society Future Leaders Committee to discuss topics that matter on the horizon.
Join the SIFMA Compliance & Legal Society Future Leaders, registration is now open.
2020 Speakers
SPEAKER:
Susan A. Schroeder
Formerly Executive Vice President and Head of Enforcement, FINRA
MODERATOR:
J. Curtis McCubbin
Director, Senior Associate General Counsel, Robert W. Baird & Co.
PANELISTS:
Bernard Canepa
Vice President, Assistant General Counsel, SIFMA
Katrina A. Carroll
Executive Vice President and Chief Anti-Money Laundering Officer, LPL Financial LLC
Sharon Cohen Levin
Partner, Sullivan & Cromwell LLP
Nikolas S. Komyati
Principal, Bressler, Amery & Ross, P.C.