Compliance 2020: Impact on a Personal and Business Perspective | Compeer Limited | 3 March 2020 | Fishmongers' Hall , London, EC4R 9EL, UK
Venue
Fishmongers' Hall
Fishmongers' Hall , London, EC4R 9EL, UK
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| Event Date |
Tue Mar 3 GMT (almost 5 years ago)
In your timezone (EST): Tue Mar 3 3:15am - Tue Mar 3 8:00am |
| Location |
Fishmongers' Hall
London, EC4R 9EL, UK |
| Region | EMEA |
Details
With the introduction of the Senior Managers and Certification Regime (SMCR), it’s now personal as individuals must take responsibility for the firm’s actions. Add to this the mass uncertainty surrounding the word people fear to mention (‘Brexit’), there is no respite for the UK wealth management industry.
Continuing the theme from previous years, Compeer will be running a series of interviews with senior Compliance professionals in the industry to understand how the firms are coping, what major changes they have implemented and where do they see the industry going forward? SMCR and Brexit will be hot topics within the interviews along with other key themes such as RegTech.
We will be delighted to share the findings at our next Compliance conference and invite you to join us. Also hear the views from a selection of guest speakers with expertise in these areas.
Speakers
2020 Speakers
Ian Cornwall,
Director of Regulation, PIMFA
Alia Taub
Founder, SMCR Focus
Rosalyn Breedy
Partner, Wedlake Bell LLP
Jeffrey Mushens
Technical Policy Director, TISA
Tom Thwaites
Research Analyst, Compeer
Tim Bailey
CEO, 1RS
Steve Jones
Group Head of Compliance & MLRO, Charles Stanley
Penny Rooney
Compliance Partner, Killik & Co
Robert Nieves
Director, Risk & Compliance, Saunderson House
David Maxwell
Partner, Head of UK Risk & Compliance, Stonehage Fleming
Sponsors & Partners
2020 Sponsors & Partners
RESEARCH PARTNER:
• Compeer Limited
SPONSOR:
• 1RS