Venue
Congress Center Messe Frankfurt
Congress Center Messe Frankfurt, Ludwig-Erhard-Anlage 1, 60327 Frankfurt am Main, Germany

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Event Date Tue Nov 13 GMT (about 3 years ago)
In your timezone (EST): Tue Nov 13 12:00am - Tue Nov 13 12:00am
Location Congress Center Messe Frankfurt
Ludwig-Erhard-Anlage 1, 60327 Frankfurt am Main, Germany
Region EMEA
Details

This year's focus will be on combating money laundering and the implementation of MiFID II.

The fight against money laundering has not become an explosive issue for companies since the Money Laundering Directive. In a globally networked economy, institutions are repeatedly confronted with embargoes and sanctions and must ensure that they are not inadvertently violated. Fulfilling regulatory requirements in this context presents financial institutions with major challenges in trying to be swift, efficient and comprehensive before entering into business relationships. How can these processes be automated, clearly controlled and thus optimized? Which technological hand tool is available to act and react appropriately?

Since the beginning of 2018, customers have received more protection in their financial and investment decisions with the implementation of the European Financial Markets Directive MiFID II. Legislation requires institutions to adapt their documentation to the technical possibilities. The tightened requirements apply in full to all banking and financial services institutions. With the new recording obligations, the customer demands for transparent financial advice have increased overall. Given the tight timeline for implementation, the financial industry faced major challenges. They should quickly implement the new specifications and adapt their processes accordingly.

Is this done satisfactorily or where is it still (or not)? What insights can one draw in the meantime? And for the customer: have the new guidelines turned out to be both a curse and a blessing?

Speakers

2018 Speakers

Frank Michael Bauer, LL.M.
Head of Legal, Sparkasse Köln/Bonn, Bonn

Ted Datta
GRC Solutions Director, Bureau van Dijk, London

Dr. Elke König
Chair of the Single Resolution Board, Brussels

Sabine Lautenschläger
Member of the Executive Board & Vice-Chair of the Supervisory Board of the Single Supervisory Mechanism, European Central Bank, Frankfurt a.M.

James von Moltke
Chief Financial Officer, Member of the Management Board, Deutsche Bank AG, Frankfurt a.M.

Yvonne Quint
Partner, Bearing Point, Frankfurt am Main

Hartmut T. Renz
Chief Compliance Officer, Landesbank Baden-Württemberg, Stuttgart

Sabine Schmittroth
Bereichsvorstand für Privatkunden, Commerzbank AG, Frankfurt am Main

Prof. Dr. jur. Martin Schulz LL.M. (Yale)
Professor of German and International Private and Corporate Law, Academic Director LL.M. in Business Law, Graduate School of Management and Law (GGS), Heilbronn

Charlotte Sickermann
Senior Policy Officer – Secondary Markets, Markets Department European Securities and Markets Authority (ESMA), Paris

Tobias Spanka
General Manager Germany & Austria, Bureau van Dijk, Fankfurt am Main

Dr. h.c. mult. Jean-Claude Trichet
Former President of the European Central Bank, Frankfurt am Main; Honorary Governor, Banque de France, Paris

Isabelle Vaillant
Director of Prudential Regulation and Supervisory Policy, European Banking Authority (EBA), London

Prof. Dr. Joachim Wuermeling
Member of the Executive Board, Deutsche Bundesbank, Frankfurt am Main

Sponsors & Partners

2018 Partners

• BearingPoint GmbH
• Bureau van Dijk
• Deloitte

MAIN MEDIA PARTNER:
• Frankfurter Allgemeine Zeitung

INTERNATIONAL MEDIA PARTNER:
• Bloomberg Media

MEDIA PARTNERS:
• Compliance & Finance
• EURO FINANCE magazin