Virtual Event

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Event Date Thu Feb 4 EST (9 months ago)
Location Virtual Event
Region Americas

The Compliance, Risk and RegTech Conference

Over the years, we have had some incredible speakers take the COMPLY stage to share their wisdom, expertise and best practices with our attendees, equipping attendees with actionable takeaways to take back to their companies.

COMPLY is the one event that brings together industry leaders from around the globe for groundbreaking learnings and connections:
• Local, Federal and International Regulators
• Compliance Leaders
• Marketing Executives
• Legal Experts
• Leading Consultants
• RegTech and FinTech Innovators
• Operations Professionals
• RegTech and FinTech Investors


2021 Speakers


Ben Nemitin
Author of What Do You Want To Do Before You Die? and star of the TV show The Buried Life

Andrew Smith
Director of the Bureau of Consumer Protection, FTC

Alex Baydin
Founder and CEO, PerformLine

Matt Galvin
Global Vice President, Ethics and Compliance, Anheuser-Busch InBev

Richard Cordray
Author of Watchdog and former Director of the CFPB

Alan Gibson
Assistant General Counsel, Microsoft


Celie Niehaus
Chief Compliance Officer, BBVA

Meredith Fuchs
General Counsel, Plaid

Annie Delgado
Chief Compliance Officer, Upstart

Shelley Metz-Galloway
Managing Director, US Regulatory Compliance Lead, Protiviti

Katherine A. Lemire
Executive Deputy Superintendent, Consumer Protection and Financial Enforcement Division, New York State Department of Financial Service

Nicholas Smyth
Assistant Director for Consumer Financial Protection, Sr Deputy AG, PA Office of Attorney General

Milton Marquis
Member, State Attorneys General Practice, Cozen O'Connor

LaSalle Vaughn
Head of Enterprise Communications Compliance, Robinhood

Debbie Miede
Counsel, Complex Financial Institutions Section, Legal Division, Federal Deposit Insurance Corporation

Lakshmi Murthy
US Lead for Risk, Compliance & Regulatory Analytics, Credit Suisse

Kate Vanderkolk
Chief Risk Officer, General Counsel, Elevate

Stephen Cheng
Chief Compliance Officer, Green Dot

Dan Quan
Managing Partner, Banks Street Advisory

Diana Banks
Senior Counsel, Fair & Responsible Banking Regulatory Compliance and Policy, American Bankers Association

Brian Clark
Founder and CEO, Ascent RegTech

Kayvan Alikhani
Co-Founder and CEO,

Jonathan Pompan
Partner & Co-Chair of Consumer Financial Services Practice, Venable LLP

Chris Tocin
Administrative Vice President, Risk Analytics and Automation Manager, M&T Bank

Emily Schoolman
Head of Corporate Compliance, Raymond James

Doug Boykin
Solutions Engineer, CIPP/E, CIPM, OneTrust

Sandy Brown
Assistant Director in the Bureau of Consumer Protection’s Division of Financial Practices, Federal Trade Commission

Catherine Brennan
Partner, Hudson Cook

Yasmin Omrani
Global Regulatory, Compliance, and AFC Innovation Lead, Deutsche Bank

Haimera Workie
Head of Financial Innovation and Senior Director, FINRA

Matthew Dodgson
Head of Global Solution Engineering, Blueprint Software Systems

Anatoly Kvitnistky
VP of Growth, Trulioo

Brian Geary
President, OnDeck Capital

Adam Goller
General Manager of Strategic Partnerships, Cross River Bank

Robert Cruz
VP, Information Governance, Smarsh

Stacee Hasenbalg
Chief Compliance Officer, OppLoans

Joseph Chambers
Assistant Attorney General, Finance Department Head, State of Connecticut Office of the Attorney General

Tyler Montrone
Chief Compliance Officer and Chief Legal Officer, Acima Credit

Russell E. Perry
CEO and Co-Founder, kompany

Sponsors & Partners

2021 Sponsors and Partners

• performline
• blueprint
• smarsh
• venable LLP
• Trulioo
• protiviti
• OneTrust
• Q5id
• Hudson Cook
• Oncourse Learning
• Ascent
• Compliance.AI
• kompany
• FiscalNote
• bpo Innovations

• Banking CIO Outlook
• Department for International Trade
• CN CryptoNewsZ
• Smart Money Match