SIFMA, 120 Broadway # 35, New York, NY 10271, USA

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Event Date Thu Feb 13 EST (almost 2 years ago)
Location SIFMA
120 Broadway # 35, New York, NY 10271, USA
Region Americas

The Credit and Margin Seminar: Q&A with Regulators will address questions about Regulation T, FINRA Rule 4210 and option margining.


2020 Speakers

James J. Adams
Director, Credit Regulation, Cboe Options Exchange

William Eineke
Vice President, Financial Risk Management – Pricing and Margins, OCC

Scott Holz
Senior Counsel, Legal Division, Board of Governors of the Federal Reserve System

Steven Lofchie
Partner/Head, the Financial Regulatory Group, Cadwalader, Wickersham & Taft LLP

Adam Rodriguez
Director, Credit Regulation, FINRA

Sponsors & Partners

2020 Partners

• AWS Financial Sevices
• Broadridge
• Deloitte
• EY
• Fidelity Clearing and Custody Solutions
• Google Cloud
• Hearsay Systems
• PwC
• Tata Consultancy Services