Venue
Grange Tower Bridge Hotel
Grange Tower Bridge Hotel, 45 Prescot St, London E1 8GP, UK

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Event Date Tue Sep 18 BST - Wed Sep 19 BST (about 3 years ago)
In your timezone (EST): Tue Sep 18 12:00am - Wed Sep 19 12:00am
Location Grange Tower Bridge Hotel
45 Prescot St, London E1 8GP, UK
Region EMEA
Details

Implementing the Extension of SM&CR for Investment Firms and First Phase Lessons Learned from the Banking & Insurance Sector

Speakers

2018 Speakers

David Blunt
Head of Conduct Specialists Department, Supervision, Financial Conduct Authority (FCA)

Dirk Young
Senior Managers & Certification Regime Lead, Jupiter Asset Management

Richard Burton
Senior Managers & Certification Regime Lead, Wells Fargo

Oscar Kitasoboka
Chief Actuary, (Approved Person, SIMR 20), Legal & General

Ed Harley
Head of UK Compliance, Fidelity International

Gayle Sparkes
EMEA Head of Culture, State Street Bank

Gilbert Cunningham
Head of Senior Managers Regime Office, State Street

Lorraine Taylor
Head, Banking Reform Act – Individual Accountability Regime, Compliance, Standard Chartered Bank

James Ewing
Head of Assurance, Risk and Planning, Banking Standards Board

Russell Hornsby-Clifton
Head of Compliance, EFG Private Bank

Bob Barclay
Risk Manager, ABN AMRO

Felix Bottomley
Senior Manager, Regulatory Development, Aviva Investors

Julie Pardy
Director of Regulation and Market Engagement, WORKSMART

Saira Farooq
Senior Compliance Manager, Barings Asset Management

Daniel Ridler
Director, BCS Consulting

Mark Limpkin
Head of Consulting, Corporater UK

Maria Phillips
Head of Implementation and Support, Governor Software

Sponsors & Partners

2018 Sponsors

GOLD SPONSORS:
• worksmart INTELLIGENT SOFTWARE
• BCS CONSULTING

SILVER SPONSOR:
• CORPORATER

BRONZE SPONSORS:
• Axiom HQ Regulatory Compliance Solutions
• Governor Software
• trailight