Extension of the Senior Managers & Certification Regime 2020 | Knect365 Informa Business | TBA, London

TOPICS:

Prepare for December 2019 Implementation:
• Hear from the FCA's David Blunt on the final SMCR rules
• Improve internal training processes and adoption of conduct rules
• Tackle Senior Manager responsibilities & classifying CPS

Discuss Consistent Implementation of the SMCR:
Determining conduct rule breaches and regulatory referenes
Ensure SMs act consistently and take reasonable steps
Comply with the regime & establish strong frameworks overseas

Benchmark SM&CR Preparations against the Industry:

Hear from insurers on their early implementation experiences
Discuss initial adoption of the SMCR from major banks
Compare December 2019 preparations with asset management firms