FINRA Annual Conference 2019 | World FIRA | 15 May 2019 | Marriott Marquis , 901 Massachusetts Ave NW, Washington, DC 20001, USA
Venue
Marriott Marquis
Marriott Marquis , 901 Massachusetts Ave NW, Washington, DC 20001, USA
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| Event Date |
Wed May 15 ADT - Fri May 17 ADT (over 5 years ago)
In your timezone (EST): Wed May 15 10:15am - Fri May 17 4:00pm |
| Location |
Marriott Marquis
901 Massachusetts Ave NW, Washington, DC 20001, USA |
| Region | Americas |
Details
FINRA's premier event—the Annual Conference provides the opportunity for practitioners, peers and regulators to exchange ideas on today's most timely compliance and regulatory topics. The conference offers industry professionals a variety of sessions related to current trends in technology, cybersecurity, risk management and much more.
The 2019 FINRA Annual Conference is where industry experts engage to:
• Listen – Hear valuable insight and guidance from 150+ industry, government and regulatory speakers.
• Learn – Discover new perspectives and receive the latest updates on top compliance and regulatory topics.
• Connect – Exchange ideas with peers and industry experts at 15+ networking events, engage in one-on-one discussions with FINRA staff and meet with 50+ exhibitors offering compliance products and services.
FEATURING:
• Opening-Night Reception at the International Spy Museum - More details
• Back to Basics Compliance (B2BC) Program—designed for compliance professionals with less than five years’ experience
• Anti-Money Laundering (AML) Session Track
• FinTech Session Track
• Fixed Income Session Track
• Cybersecurity Session Track
• Institutional Session Track
Speakers
2019 Speakers
Robert Cook
President and CEO, FINRA
Chris Gardner
Author of The Pursuit of Happyness
Bari Havlik
Executive Vice President, Member Supervision, FINRA
Sponsors & Partners
2019 Sponsors and Exhibitors
PLATINUM LEVEL:
• Smarsh
• Zix
GOLD LEVEL:
• Proofpoint
• Workplace by OS33
SILVER LEVEL:
• Mimecast
• Star Compliance
• TD Ameritrade
EXHIBITORS:
• ACA Compliance Group
• Bates Group
• Business Information Group
• CellTrust Corporation
• Charles Schwab & Co., Inc.
• Compliance Risk Concepts LLC
• CiphertTrace
• Docupace Technologies
• Entreda, Inc.
• Fidelity Investments
• Global Relay
• Hersay
• INTL FCStone Financial Inc.
• Iron Mountain Intellectual Property
Management, Inc.
• Jordan & Jordan
• Kaplan Financial Education
• Knopman Marks Financial
• Mercer Health & Benefits
• Micro Focus
• Mimecast
• MyComplianceOffice
• MyRepChat
• n-Tier Financial Services, LLC
• National Society of Compliance
Professionals (NSCP)
• National Regulatory Service
• Nuance
• Owl Cyber Defense
• Patrina
• Pinpoint Global Communications
• Prometric
• Proofpoint
• Quest CE
• Red Oak Compliance Solutions
• RegEd
• Renaissance Regulatory Services
• Securities Training Corporation
• SiteQuest Technologies
• Smarsh
• Solomon Exam Prep
• Star Compliance
• Sterling
• The SDDco Group
• TD Ameritrade
• Vault America
• Venminder
• Veritone, Inc.
• Vertafore
• WithumSmith+Brown
• Workplace by OS33
• Zix