FINRA District Compliance Seminar With the State of Pennsylvania 2019 | World FIRA | 16 October 2019 | Radisson Hotel Harrisburg, 1150 Camp Hill Bypass, Camp Hill, PA 17011, USA

Venue
Radisson Hotel Harrisburg
Radisson Hotel Harrisburg, 1150 Camp Hill Bypass, Camp Hill, PA 17011, USA

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Event Date Wed Oct 16 EDT (about 5 years ago)
Location Radisson Hotel Harrisburg
1150 Camp Hill Bypass, Camp Hill, PA 17011, USA
Region Americas
Details

FINRA’s District Compliance Seminar with the State of Pennsylvania offers a comprehensive agenda designed for new and experienced compliance and legal professionals. Industry and regulatory speakers facilitate an interactive discussion on regulatory rules and effective practices. This half-day event also includes opportunities to network with industry peers and FINRA District Office staff.

There is no cost to attend this event.

Speakers

2019 Speakers

Bill Bell
FINRA Philadelphia District Office

Sarah Gill
FINRA Office of Government Affairs

Sarah Green
Vanguard Group, Inc

Zachary (Zack) Knepper
North American Securities Administrators (NASAA)

Stephen Marchese
FINRA Philadelphia District Office

AnnMarie McGarrigle
FINRA Philadelphia District Office

Joseph (Joe) McNulty
FINRA Philadelphia District Office

Gregory (Greg) McShea
Janney Montgomery Scott

Amber Nicklow
Pennsylvania Department of Banking and Securities

Yvette Panetta
FINRA Boca Raton District Office

Eric Pistilli
Pennsylvania Department of Banking and Securities

Eli Renshaw
FINRA Anti-Money Laundering Investigative Unit (AMLIU)

Joseph (Joe) Sheirer
FINRA North Region

Glenn Skreppen
Pennsylvania Department of Banking and Securities

Victor Sosa
FINRA Philadelphia District Office

Kayte Toczylowski
FINRA Philadelphia District Office

Secretary Robin Wiessmann
Pennsylvania Department of Banking and Securities