Marriott Marquis New York
Marriott Marquis New York, 1535 Broadway, New York, NY 10036, USA

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Event Date Thu Dec 6 EST (almost 3 years ago)
Location Marriott Marquis New York
1535 Broadway, New York, NY 10036, USA
Region Americas

he New York Region Member Forum is a half-day event designed to provide financial professionals associated with FINRA member firms in the New York Region the opportunity to engage in key discussions with FINRA New York Regional staff, and connect with industry leaders and peers. The forum also includes thoughtful discussions around the future landscape of the financial services industry, and features presentations by regulators and industry professionals.


2018 Speakers

Michael Solomon
FINRA Northeast Region

Robert Cook

Christopher (Chris) Kelly
FINRA Enforcement

Lisa Colone
FINRA Enforcement

Kay Lackey
FINRA Enforcement

Justin Triolo
FINRA New York District Office

Kevin Bogue
FINRA Chicago District Office

John Brady
FINRA Technology, Cyber & Information Security

John Gardini
American Capital Partners, LLC

Joshua (Josh) Hergan
Park Avenue Securities

William (Bill) St. Louis
FINRA New York and Long Island District Offices

John Edmonds
FINRA New York District Office

Scott Gilbert
FINRA New York District Office

John Hickey
FINRA New York District Office

Evelyn Kriegel
FINRA Long Island District Office