FINRA Small Firm Conference 2021 | FINRA | 28 October 2021 | Virtual
Venue
Virtual
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| Event Date | Thu Oct 28 EDT (about 3 years ago) |
| Location | Virtual |
| Region | All |
Details
The Small Firm Conference focuses on small firms’ practices and tips for complying with FINRA rules. Throughout the event, attendees have the opportunity to discuss small firm topics with FINRA senior staff.
Every investor in America relies on one thing: fair financial markets. To protect investors and ensure the market’s integrity, FINRA is a government-authorized not-for-profit organization that oversees U.S. broker-dealers. We work every day to ensure that everyone can participate in the market with confidence.
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