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Event Date | Wed Dec 6 EST - Thu Dec 7 EST (about 7 years ago) |
Location |
Marriott Harbor Beach Resort and Spa
3030 Holiday Drive Fort Lauderdale, FL 33316 US |
Region | Americas |
The South Region Compliance Seminar is conducted to help firms and their associated persons better understand current industry and regulatory issues. Throughout the event, staff members from the Atlanta, Boca Raton, Dallas and New Orleans offices, as well as other FINRA senior staff, will be available to discuss matters of interest with you.