Fund Industry Litigation, SEC Enforcement Activity, and Director Indemnification and Insurance 2018 | Investment Company Institute (ICI) | 19 June 2018 |
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| Event Date | Tue Jun 19 EDT (over 6 years ago) |
| Region | All |
Details
This webinar will provide fund directors with an update on the current litigation and regulatory enforcement environment for fund directors, funds, and fund advisers. The panel will also discuss the role of indemnification and insurance in protecting fund directors and their funds.
The webinar will focus on:
• Current private litigation involving funds, fund advisers, and fund independent directors, including recent trends in Section 36(b) lawsuits
• The SEC’s current approach to enforcement actions
• The nature of financial protections provided by indemnification and D&O/E&O insurance
Speakers
2018 Speakers
Karrie McMillan
Moderator Independent Director, Principal Funds
Keith R. Dutill Partner
Stradley Ronon
Daniel T. Steiner
President, ICI Mutual Insurance Company, RRG