Global RegTech Summit USA 2023 | FinTech Global | 27 September 2023 | Convene, 117 W 46th St, New York, NY 10036, USA

Don’t miss the largest RegTech event where compliance leaders converge. Learn how leaders of global Financial Institutions are transforming their business models to improve compliance and customer experience. Discover how financial institutions can effectively navigate the evolving surveillance landscape while upholding regulatory requirements.

Why you should attend:
• Unmatched Networking: Connect with global RegTech leaders, expand your network, and unlock new opportunities.
• Engage with Experts: Interact with compliance, risk management, technology, and financial crime prevention leaders. Gain insights, learn best practices, and stay updated on RegTech trends and challenges.
• Make Powerful Connections: Connect with RegTech buyers, sellers, investors, and innovators. Foster partnerships, explore investments, and collaborate with like-minded professionals.
• Explore Innovations: Experience industry innovations at our Demo Stage, addressing regulatory challenges and enhancing compliance and risk management efficiency.
• Gain Strategic Insights: Learn how financial institutions tackle compliance challenges and gain a competitive edge through collaborations with RegTech innovators. Acquire insights on regulatory requirements, industry standards, and emerging trends.

2023 Speakers

Noreen Fierro
SVP & Enterprise Chief Ethics & Compliance Officer, Principal Financial Group

Howard Fields
Executive Vice President, Chief Compliance Officer, Mastercard

Marina Adams
Privacy Officer/Compliance and Ethics Director, Federal Reserve Bank of New York

Steven Gitlin
Global Head of KYC Advisory, Morgan Stanley

Krishna Nair
Head of AML and Fraud Technologies, MUFG

Patricia Sullivan
Head of Financial Crime & Compliance Business Controls & Oversight, IB and CB, Deutsche Bank

James Short
Managing Director, Head of FCRM for Global Banking and Markets (GBM), Scotiabank

Diana Meditz
Director, Advanced Digital Solutions (AI/ML), BNY Mellon

Breana Smith Jeter
Senior Vice President and Managing Counsel, Wells Fargo

Tushar Chahal
Managing Director, Technology and Innovation Functions, Standard Chartered Bank

Jen-Larie Tumminello
Executive Director, Morgan Stanley

Sateesh Kumar Challa
Head of Digital Transformation Office, Societe Generale

Robert Cruz
Vice President, Information Governance, Smarsh

Brandon Carl
Executive Vice President of Product Strategy, Smarsh

Ian Philips
Growth Leader - DRYiCE iControl, HCL Technologies

Reetesh Ghosh
Growth Leader – North America, DRYiCE Software, HCL Technologies

Asif Alam
CEO, Compliance.ai

Marc Gilman
General Counsel & VP of Compliance, Theta Lake

Garth Landers
Director of Global Product Marketing, Theta Lake

Vall Herard
Co-Founder and CEO, Saifr

Alexander Aronov
Global Head, Surveillance Intelligence, Citi

Madhu Nadig
Co-founder and Chief Technology Officer, Flagright

2023 Sponsors

• HCLSoftware
• Flagright
• Smarsh
• ThetaLake
• Comply
• GlobalRelay
• Cube
• Saifr
• Refine Intelligence
• Red Marker
• Shield
• Ever.C