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Event Date Thu Sep 2 EDT (about 2 months ago)
Location Online
Region All

Mayer Brown’s 15th Annual Investment Management Regulatory University is hosting a discussion of regulatory hot topics. Please join partners Stephanie Monaco, Tim Clark, Erin Cho and Christina Thomas as they discuss:

• Investment Advisers Act Update—Glimpses of New Marketing Rule and Division of Examinations Risk and Guidance
• Private Funds Update—Current Deal Allocation and Disclosure Issues
• Federal Securities Laws Update—SEC Initiatives on ESG, Including Enforcement and Names Rule
• US Department of Labor (DOL) Update—Broker-Dealer Compliance with PTE 2020-02, DOL Guidance on Cybersecurity and Views on ESG