Hot Topics in Investment Adviser Regulation Webinar 2021 | Mayer Brown | 2 September 2021 | Online
Venue
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| Event Date | Thu Sep 2 EDT (over 3 years ago) |
| Location | Online |
| Region | All |
Details
Mayer Brown’s 15th Annual Investment Management Regulatory University is hosting a discussion of regulatory hot topics. Please join partners Stephanie Monaco, Tim Clark, Erin Cho and Christina Thomas as they discuss:
• Investment Advisers Act Update—Glimpses of New Marketing Rule and Division of Examinations Risk and Guidance
• Private Funds Update—Current Deal Allocation and Disclosure Issues
• Federal Securities Laws Update—SEC Initiatives on ESG, Including Enforcement and Names Rule
• US Department of Labor (DOL) Update—Broker-Dealer Compliance with PTE 2020-02, DOL Guidance on Cybersecurity and Views on ESG