ICI Investment Management Conference 2023 | Investment Company Institute (ICI) | 19 March 2023 | JW Marriott Desert Springs Resort & Spa, 74-855 Country Club Dr, Palm Desert, CA 92260, USA

IMC is the premier opportunity to engage with colleagues and hear directly from regulators and other experts about the issues facing asset managers today.

Who should attend?
We welcome everyone who serves the investment management industry in any role. This conference offers valuable programming and networking opportunities for industry professionals, including asset managers, service providers, board members, and legal and compliance personnel.

2023 Speakers

Terry Nilsen
President and Chief Operating Officer, Hennessy Advisors, Inc.

Eric J. Pan
President and CEO, Investment Company Institute

William A. Birdthistle
Director, Division of Investment Management, Securities and Exchange Commission

Susan M. Olson
General Counsel, Investment Company Institute

Paulita A. Pike
Partner, Ropes & Gray LLP

Joshua D. Ratner
Head of Americas Operations, Pacific Investment Management Company LLC

Mara L. Shreck
Managing Director, Head of Regulatory Affairs – Asset & Wealth Management, J.P. Morgan Chase & Co.

Sarah G. Ten Siethoff
Deputy Director and Associate Director for Rulemaking and Division of Investment Management, Securities and Exchange Commission

Jill M. Forte
Senior Counsel, Thrivent Financial

Megan C. Johnson
Partner, Dechert LLP

Timothy W. Mc Hale
Senior Counsel, Capital Research and Management Company

Vadim Avdeychik
Partner, Clifford Chance US LLP

Kasey Lekander
Senior Vice President and Deputy General Counsel, State Street Global Advisors

Deidre E. Walsh
Vice President, Morgan Stanley

Allison M. Fumai
Partner, Dechert LLP

Joy L. Lopez
Head of Investment Tax and Vice President, Dimensional

Dana S. Smith
Managing Director, Fund Administration, Charles Schwab Investment Management, Inc.

Mark Uyeda
Commissioner, Securities and Exchange Commission

Patricia Louie
Independent Director, Oakmark Funds

Kathryn L. Quirk
Lead Independent Trustee, Harbor Funds

Stephen J. Tate
Chief Legal Officer and General Counsel, Putnam Investments

Rajib Chanda
Partner, Simpson Thacher & Bartlett LLP

Lucie Enns
Vice President, Blackstone Inc.

Terry Gallagher
Executive Vice President, Director of Mutual Fund Accounting and Administration, UMB Fund Services, Inc.

Andrew Yongvanich
Managing Director, Global Product, Nuveen Fund Advisors, LLC

Tim Crowley
Senior Vice President and Portfolio Manager, PIMCO

Mehmet Kinak
Vice President, Global Head of Systematic Trading & Market Structure, T. Rowe Price Associates, Inc.

Zachary J. Zweihorn
Partner, Davis Polk & Wardwell LLP

Joseph Allessie
Deputy General Counsel, Harris Associates and Chief Legal Officer, Oakmark Funds

Stephen Denny
Head of Human Resources, Diversity & Inclusion, Putnam Investments

Barry P. Barbash
Senior Counsel, Willkie Farr & Gallagher Llp

Andrew J. (“Buddy”) Donohue
Former Chief of Staff and Director of Investment Management Division, Securities and Exchange Commission

Paul Roye
Former Senior Vice President, Capital Research and Management Company

Michael P. Kreps
Principal, Groom Law Group

Rob Mc Kenna
Partner, Orrick, Herrington & Sutcliffe Llp

Amy D. Roy
Partner, Ropes & Gray LLP

Melissa S. Gainor
Partner, Kirkland & Ellis LLP

Jason Kadavy
Senior Vice President – Fund Administration, Voya Investment Management

Erin Kennedy
Senior Counsel, Dodge & Cox

Lisa Shea
Senior Vice President, Northern Trust

Katherine M. Primas
Chief Compliance Officer, Dodge & Cox

Elizabeth B. Scalf
Chief Compliance Officer, US Bank Global Fund Services

Kristin A. Snyder
Partner, Debevoise & Plimpton Llp

Pamela M. Conover
Vice President and Deputy General Counsel, T. Rowe Price Associates, Inc.

Michael K. Isenman
Partner, Goodwin Procter Llp

Stephen G. Topetzes
Partner, K&L Gates LLP

Andrew Dean
Co-Chief, Asset Management Unit, Division of Enforcement, Securities and Exchange Commission

Vanessa L. Horton
Associate Regional Director, Division of Examinations, Securities and Exchange Commission

Dabney O’riordan
Partner, Quinn Emanuel Urquhart & Sullivan, LLP

Corey Schuster
Co-Chief, Asset Management Unit, Division of Enforcement, Securities and Exchange Commission

Micaela R.H. Mc Murrough
Partner, Covington & Burling LLP

Amy W. Pershkow
Shareholder, Vedder Price P.C.

Heather L. Rosing
CEO and President, Klinedinst PC

MODERATORS:

Erica L. Evans
Assistant General Counsel, Investment Company Institute

Sarah A. Bessin
Deputy General Counsel – Markets, SMAs & CITs, Investment Company Institute

Keith Lawson
Deputy General Counsel, Tax Law, Investment Company Institute

Thomas T. Kim
Managing Director , Independent Directors Council

Kenneth Fang
Associate General Counsel, Investment Company Institute

Nhan Nguyen
Assistant General Counsel, Investment Company Institute

Kathy Vanderziel
Senior Vice President and Senior Counsel, Capital Research and Management Company

Sara P. Crovitz
Partner, Stradley Ronon Stevens & Young, LLP

Dorothy M. Donohue,
Deputy General Counsel, Securities Regulation, Investment Company Institute

Matthew Thornton
Associate General Counsel, Investment Company Institute

Trevor E. Swanberg
Vice President and Chief Compliance Officer, John Hancock

Julia Ulstrup
Senior Vice President and General Counsel, ICI Mutual Insurance Company

Christopher Michailoff
Senior Counsel, TD Securities USA LLC

Marty Burns
Chief Information Security Officer, Investment Company Institute

2023 Sponsors

• ACA Group
• Alliant Insurance Services, Inc.
• EQ + AST
• BBH
• BNP Paribas
• Burford Capital
• Citi Securities Services
• Command Financial
• Confluence
• Dechert
• DFIN
• Epic Insurance Brokers and Consultants
• EY
• FundGuard
• Grant Thornton
• IRALOGIX
• J.P. Morgan
• K&L Gates
• KPMG
• Morrison Foerster
• MUFG Investor Services
• Northern Trust
• QES
• SecuritiesTracker
• Sidley
• Simpson Thacher
• SS&C
• State Street
• Stradley Ronon
• Toppan Merrill
• Ultimus Fund Solutions
• US Bank Global Fund Services
• Vedder Price
• Workiva