Implementing the Consolidated Audit Trail to Optimize Regulatory Reporting 2017 | GFMI (a marcus evans company) | 13 September 2017 | New York, NY, United States of America
Venue
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| Event Date | Wed Sep 13 EDT - Fri Sep 15 EDT (over 7 years ago) |
| Location | New York, NY, United States of America |
| Region | Americas |
Details
Leveraging technology and applying effective data management to ensure timely reporting of the CAT
Speakers
Ellen Greene
Managing Director, Financial Services Operations
SIFMA
Bill Hebert
Managing Director
Financial Information Forum
Zhuang Zhuang
Managing Director, Global Head of Equity Trading Technology
Jefferies
David Emero
Vice President, Regulatory Operations
Goldman Sachs
Shiv Kumar
Managing Director, Global Head of Equities, FX and Futures Technology
Macquarie
Viktor Grinberg
Head of US Compliance and Regulatory Technology
Deutsche Bank
Jeff Brown
Senior Vice President, Head of Schwab Office of Legislative & Regulatory Affairs
Charles Schwab
Maura Miller
Director, Equities Compliance
Credit Suisse
Sponsors & Partners
2017 SPONSORS
Broadridge
Deloitte