InvestmentNews RIA Summit 2023 | Investment News | 14 November 2023 | New York Marriott Marquis, 1535 Broadway, New York, NY 10036, USA

This event, the need for information on the latest industry trends and practice management advice is more pressing than ever. Whether you’re an established advisor, NextGen advisor, breakaway, or run an established RIA firm, you need the latest strategies, tactics, tools, and best practices on how to set up and efficiently operate an RIA practice.

Summit offers the highest quality content on how to deliver fee-based products and services, including alternative investment products, new areas of advice that RIAs can now offer, as well as content focused on marketing, technology, recruiting, succession, and more!

2022 Past Speakers

MODERATORS:

Jeff Benjamin
Senior Columnist, InvestmentNews

Chuck Failla
Founder & CEO, Sovereign Financial Group

Gregg Greenberg
Retirement & Planning Editor, Multimedia Anchor, InvestmentNews

SPEAKERS:

Jonathan Barth
Regional Vice President, Member Success, DPL Financial Partners

Derek Bruton
Senior Managing Director, Gladstone Group, Inc.

Gary Carrai
EVP, Advisor Business Strategy, LPL Financial

Joseph Cavatoni
Global Head of Sales & Regional CEO, USA, World Gold Council

Sohini Chowdhury
Director and Senior Economist, Moody's Analytics

Matt Cobb
VP, Head of Financial Institutions, Avantis

James Connors, CIMA
AIF, VP, Alternative Investments, CAIS

Dr. Daniel Crosby
Chief Behavioral Officer, Orion

David DeVoe
Founder & CEO, DeVoe & Company

Jason Diamond
Vice President, Senior Consultan, Diamond Consultants

Anthony DiRito
Eastern Sales and Consulting Divisional Manager, AssetMark

Paul Dunn
Executive Vice President, Blue Rock Capital Markets, LLC

Rick Ferri
Investment Analyst, Adviser and Author, Ferri Investment Solutions

Tracy Fraser
Dir, Institutional Annuity Markets, National Accounts/Global Relationships, Transamerica

John French
Chief Executive Officer, InvestmentNews

Stephen Gilbert
CFP, CLU, ChFC, RICP, CRPC, Dir, Advanced Planning Retirement & Life Distribution, Prudential Annuities

Jim Gold
CEO, Steward Partners Global Advisory

Erin Hulse
Founder and CEO, Deviate Consulting, LLC

Aaron Klein
Co-Founder and CEO, Riskalyze

Morgan Ludovico
VP, Head of Relationship Management for Intermediary Sales, StoneCastle Cash Management

Kay Lynn Mayhue
President, Merit Financial

John Milne
Sr Director, Product Management and Strategy, Black Diamond

Chris Mortara
Vice President, Senior Compliance Consultant, AdvisorAssist

Matt Ohme
CFP, CIMA, CLU, SVP, Channel Head, Advisory & Strategic Accounts, Allianz Life Financial Services

Lillian Peros
SVP, Regional Managing Director, Fidelity Investments

Courtney Ranstrom
Co-Founder & Financial Planner, Trailhead Planners

Mike Reidy
VP and Head of RIA Distribution, Security Benefit

Steve Richardson
President, Richardson Financial Services

Knut Rostad
President, Institute for the Fiduciary Standard

Thomas Ruggie, ChFC, CFP
Founder and CEO, Destiny Family Office

Rob Sheahan
Head of RIA Client Engagement & Success, Addepar

Ashleigh Swayze
Managing Member, Founder, Swayze LLC

Jon Taylor
Managing Director, Advisor Partnerships, Pacific Life

Jeff Thompson
Chief Executive Officer, Donoghue Forlines

Phil Trem
President, Financial Advisory, MarshBerry

Paul Waldeier
Assistant Vice President, RIA Distribution, Lincoln Financial Distributors

Brad Wales
Founder, Transition to RIA

Jackie Wilke
Vice President, Advisor Consultant, First Trust

David Wood
Founder and Chief Visionary Officer, Gateway Financial