MFA Legal & Compliance 2023 | Managed Funds Association | 2 May 2023 | The Plaza, 768 5th Ave, New York, NY 10019, USA

This event is an unparalleled one-day program, providing legal and compliance professionals of private funds access to:
• Insightful conversations with regulators
• Timely and topical thought leadership combined with tactical advice from the industry’s foremost legal minds
• Conversations focused on the key regulations and trends impacting your firm
• Opportunities for candid peer-to-peer exchanges, exploring ways to adapt and respond to new and evolving compliance requirements.
• MFA applies for CLE credits for all qualifying sessions.

The agenda is designed specifically by an Advisory Council comprised of the industry’s leading General Counsels and Chief Compliance Officers. All panels feature leading outside legal counsel as well as select industry experts. The speaking faculty is comprised of current and former regulators, General Counsels, Chief Compliance Officers, and outside counsels.

2023 Speakers

Doug Anderson
Chief Compliance Officer, Canyon Partners, LLC

Derek Backofen
Managing Director, Chief Compliance Officer and Head of Operations, MKP Capital Management, L.L.C.

Michael B. Barry
General Counsel & Chief Compliance Officer, Samlyn Capital, LLC

William Birdthistle
Director, Division of Investment Management, U.S. Securities and Exchange Commission

Matthew Bloom
Chief Compliance Officer & Associate General Counsel, Viking Global Investors LP

Patryk J. Chudy
Chief Trial Attorney, Division of Enforcement, Commodity Futures Trading Commission

Kathleen Clapper
Managing Director, Compliance, NFA

Bryan Corbett
President and Chief Executive Officer, Managed Funds Association

Brooke Elizabeth Cucinella
Global Head of Litigation & Regulatory Inquiries, Managing Director & Senior Deputy GC, Citadel

Sean Cumiskey
Co-Chief Operating Officer, Yiheng Capital Management LP

Aaron Daniels
Chief Operating Officer & General Counsel , Brigade Capital Management, LP

Kamand Daniels
General Counsel & Chief Compliance Officer, Palestra Capital Management LLC

Christopher B. Davis
Managing Director & Deputy General Counsel, Tudor Investment Corporation

Stefanie Donath
Chief Compliance Officer & General Counsel, Southpoint Capital Advisors LP

Jennifer A. Duggins
Division of Examinations, Assistant Director and Co-Head, Private Funds Unit, U.S. Securities and Exchange Commission

Daniel M. Eggermann
Partner, Bankruptcy and Restructuring, Kramer Levin

Caitlin Farrell-Starbuck
Global Chief Compliance Officer, ExodusPoint Capital Management, LP

Zachary Feingold
Chief Legal Officer, Coatue

Steven M. Felsenthal
General Counsel & Chief Compliance Officer, Millburn Ridgefield Corporation

Brian Fortune
General Counsel, Holocene Advisors, LP

Debra Franzese
Partner, Seward & Kissel LLP

Israel Friedman
Global Deputy General Counsel & Senior Managing Director, Cerberus Capital Management, L.P.

James Gange
Managing Director, Chief Compliance Officer and Legal Counsel, Davidson Kempner Capital Management

Kenneth Geller
Managing Director, Deputy General Counsel, Two Sigma Investments, LP

Chair Gary Gensler
U.S. Securities and Exchange Commission

Helene Glotzer
Chief Compliance Officer and Counsel, Bridgewater Associates, LP

Noah Goldberg
Managing Director & Senior Deputy General Counsel, Citadel

Peter D. Greene
Partner and Co-Head of the Investment Management Group, Schulte Roth & Zabel LLP

Daniel A. Gutin
General Counsel and Chief Compliance Officer, Brinley Partners, L.P.

Isaac Haas
General Counsel, HBK Capital Management

Jennifer Han
Executive Vice President, Chief Counsel, Head of Global Regulatory Affairs, Managed Funds Association

Brendan C. Hanifin
Partner, Ropes & Gray

Michael A. Hanin
Structured Finance Litigation Partner, Kasowitz Benson Torres LLP

Aimee Hector
General Counsel, Tenor Capital Management

Scott Hendler
Associate General Counsel, Viking Global Investors LP

Brendan R. Kalb
Global General Counsel, ExodusPoint Capital Management, LP

Ken Kukish
Chief Compliance Officer and Senior Regulatory Counsel, Emso Asset Management

Matthew B. Kulkin
Partner, WilmerHale

David C. Lashway
Partner, Sidley

Courtney E. K. Lewis
Chief Compliance Officer and General Counsel (North America), Marshall Wace North America, L.P.

Michael Lewkonia
Senior Vice President & Counsel, The D. E. Shaw Group

Boris Liberman
Partner and Co-Chair, Derivatives & Structured Products, Lowenstein Sandler LLP

Thomas P. Lloyd
General Counsel & Chief Compliance Officer, Campbell & Company, LP

Christine M. Lombardo
Partner, Morgan, Lewis & Bockius LLP

Anthony Martinez
Head of Mercer Sentinel Group (Americas), Mercer

Brian Meyer
Partner, Co-COO & General Counsel, Fir Tree Partners

David Mitchell
Deputy General Counsel, Labor & Employment, Balyasny Asset Management L.P.

Scott H. Moss
Partner & Chair, Fund Regulatory & Compliance, Lowenstein Sandler LLP

Erin Mullen
General Counsel & Chief Compliance Officer, Woodline Partners

Kathryn Murtagh
Senior Legal Counsel and Chief Compliance Officer, Rokos Capital Management (US) LP

Andrew Nathanson
General Counsel & Chief Compliance Officer, Suvretta Capital Management, LLC

Mike Neus
Chief Administrative Officer, Brevan Howard US Investment Management LP

Katerina Novak
Associate General Counsel, Viking Global Investors LP

Commissioner Hester M. Peirce
U.S. Securities and Exchange Commission

Douglas A. Rappaport
Partner, Akin Gump Strauss Hauer & Feld LLP

Gregory S. Rowland
Partner, Davis Polk

Mark A. Russo
General Counsel, ZAIS Group, LLC

Nate Saint Victor
General Counsel and Chief Compliance Officer, Engine No. 1

Owen Schmidt
Partner, General Counsel & Chief Compliance Officer, Kinetic Partners Management, LP

Elizabeth Shea Fries
Partner, Sidley

Matthew B. Siano
Managing Director & General Counsel, Two Sigma Investments, LP

Matthew Siclari
General Counsel & Chief Compliance Officer, Balyasny Asset Management, L.P

Randy Stuzin
Partner and General Counsel, King Street Capital Management, L.P.

Robert Sutton
Partner, Proskauer Rose

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Supervisory Special Agent, FBI Cyber Division

Dan Taub
General Counsel & Chief Compliance Officer, Junto Capital Management LP

Serge Todorovich
General Counsel & Chief Compliance Officer, Shenkman Capital Management, Inc.

Vincent Tortorella
Chief Legal Officer and Chief Compliance Officer, Point72

Stephen N. Waldman
Managing Director and General Counsel, Tudor Investment Corporation

Craig S. Warkol
Partner, Schulte Roth & Zabel LLP

Jeffrey H. Wechselblatt
General Counsel, Lone Pine Capital LLC

Dede Welles
General Counsel, PDT Partners, LLC

Tracey Yurko
Chief Legal Officer and Corporate Secretary, Bridgewater Associates, LP

Richard B. Zabel
General Counsel and Chief Legal Officer, Elliott Investment Management L.P.

David Zeiden
Executive Managing Director, Chief Compliance Officer & Chief Regulatory Counsel, Sculptor Capital Management

Dr. Haoxiang Zhu
Director, Division of Trading and Markets, U.S. Securities and Exchange Commission

2023 Partners

PRIME PARTNERS:
• Akin
• BofA Securities
• Barclays
• HSBC
• JP Morgan
• Schulte Roth & Zabel
• Wells Fargo

PLATINUM SPONSORS:
• Lowenstein Sandler
• Proskauer
• Sidley
• Ropes & Gray

GOLD SPONSORS:
• ACA
• Davis Polk
• Kasowitz Benson Torres
• Kramer Levin
• Morgan Lewis
• Seward & Kissel
• UBS

SILVER SPONSOR:
• Katten

INDUSTRY PARTNER:
• Delta