MMI Legal & Compliance Seminar 2018 | Money Management Institute (MMI) | 19 June 2018 | Morgan Lewis & Bockius, 101 Park Ave #45, New York, NY 10178, USA

MMI’s one-day Legal & Compliance seminar brings together senior business executives, chief compliance officers, and their legal counsel to discuss the most challenging issues facing the advisory solutions industry today.

With all of the important regulatory issues and changes taking place in 2018, the seminar is a “must attend” event. This year’s event will highlight topics including SEC examinations and enforcements, diversity in the workplace, and digital advice. Space is limited to 75 seats -- and this conference always sells out fast.

This is your opportunity to connect with and learn from some of the leading regulatory and compliance executives in our industry.

2018 Speakers

Leah Buenaventura
Director and Assistant General Counsel, Bank of America Merrill Lynch

Daniel Moonay
Managing Director and Senior Counsel, BlackRock

Cliff Kirsch
Partner, Eversheds Sutherland

Steve Stone
Partner, Morgan, Lewis & Bockius LLP

Gregory P. Candela
Director and Head of Legal-Wealth Management Americas, Deutsche Bank

Dean Pinto
Executive Director, Morgan Stanley

Steve Stone,
artner, Morgan, Lewis & Bockius LLP

NIna Shenker
Vice Chairman, JP Morgan Asset & Wealth Management

Drew Bowden
Senior Vice President & General Counsel, Jackson National Life Insurance Company

Ben Buckley
Portfolio Analyst, ClearBridge Investments

Lindsay Jackson
Partner, Morgan, Lewis & Bockius LLP

Matthew Slomienski
Director, Compliance Manager, Bank of America Merrill Lynch

Thomas Butler
Associate Regional Director, U.S. Securities and Exchange Commission Office of Compliance Inspections and Examinations

Jim Reese
Chief Risk and Strategy Officer, U.S. Securities and Exchange Commission Office of Compliance Inspections and Examinations

Steve Stone
Partner, Morgan, Lewis & Bockius LLP

David Friedman
Director, Compliance, BlackRock

Julie Lyman
Director & Assistant General Counsel, Bank of America Merrill Lynch

Barbara Manning
Managing Director, General Counsel & Chief Compliance Officer, ClearBridge Investments

Sandra Altine
Senior Vice President - Global Diversity and Inclusion, Moody’s

Allison Green
Senior Vice President of Inclusion and Engagement, Chief Diversity Officer, Lincoln Financial Group

Larry Turner
Partner, Morgan, Lewis & Bockius LLP

Erin Correale
Executive Director, Compliance Director, JP Morgan

Jen Klass
Partner, Morgan, Lewis & Bockius LLP

Will Miller
Vice President, Associate General Counsel, Goldman Sachs & Co, LLC

Justin Millette
Director & Assistant General Counsel, Bank of America Merrill Lynch

Leah Buenaventura
Director and Assistant General Counsel, Bank of America Merrill Lynch

Daniel Moonay
Managing Director and Senior Counsel, BlackRock

2018 Partners

SEMINAR PARTNER:
• Morgan Lewis