Venue
Online Event

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Event Date Thu Jan 20 PST (7 days ago)
In your timezone (EST): Thu Jan 20 3:00am - Thu Jan 20 3:00am
Location Online Event
Region Americas
Details

This session is intended as a primer for unregistered mortgage investment entities (MIEs) and as guidance for registered MIEs. The BC Securities Commission is co-hosting this event with the BC Financial Services Authority on January 20, 2022. We propose covering the following topics:

• What is a MIE?
• Why is securities legislation important for MIEs?
• What mortgage broker activities may trip the requirement for securities registration?
• What are the exemptions from the requirement to register under the Securities Act?
• What are the registration categories under securities legislation?
• Does being registered change any of the obligations as a mortgage broker?
• Are there any exemptions from mortgage broker obligations for registrants under the Securities Act?