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Event Date | Mon Sep 18 EDT (about 7 years ago) |
Location |
New York, NY
75 Wall St, New York, NY 10005, USA |
Region | Americas |
MiFID II is coming to North America as well as Europe, and global financial services firms are struggling to be ready for the January 2018 deadline. Compliance with the new rules to come will be much more than a new set of regulatory reporting chores. Attend the FTF MiFID II event and immerse yourself into the complexities of a new regulatory regime and gather useful insights from subject matter industry experts and peers.
2017 SPEAKERS
John Mcmanus
Executive Director - Head of Sales
The Americas, UK & Ireland
Six Financial Information
Tom Wieczorek
Head of Product Management
Unavista
Mariana Shafir
Corporate Counsel Regulatory
Advisor Smarsh
Nanda Kumar
Product Director
Six Financial Information
Thomas Mavroudis
Managing Director
Enterprise Data Governance
MUFG Union Bank
Manny Alicandro
General Counsel & Head of Regulatory Technology
Mana Partners, LLC
Andrew Foster, CFA
Data CIO Americas
Deutsche Bank
Jeff Brown
SVP, Legislative & Regulatory Affairs
Charles Schwab
Bo Hong
Compliance - Regulatory Change Management
BNP Paribas
Gary Kalbaugh
Deputy General Counsel and Director
ING Financial Holdings Corp
David Worley, JD CFA
Private Fund Legal and Compliance, Arrow Grass
Capital Partners
R. Conrad Johnson CFA
Managing Director
Financial Institutions Coverage
BNP Paribas
Scott Mauro
Chief Compliance Officer
Markets U.S
Securities, Inc
Australia and New Zealand Banking Group Limited
Andrew Siegel
Partner, Chief Compliance Officer & Chief Regulatory Counsel
Perella Weinberg Partners
Craig J. Peretzz
COO, CFO, CCO
Sierra Global Management
Manash Banerjee
Executive Director, Reference Data Technology
Nomura
Jeffrey O. Himstreet, Corporate Counsel
PGIM Fixed Income Law
PGIM Fixed Income
Ethan D. Corey
Senior Vice President & Associate General Counsel in the Legal Department
MFS Investment Management
2017 Sponsors
Presentation & Lanyard Sponsor
• UnaVista
Exclusive Chairperson Sponsor
• SIX Financial Information
Panel Sponsors
• AxiomSL
• Smarsh
Exhibit Sponsors
• FSMLabs