Venue
Hyatt Regency Miami
Hyatt Regency Miami, 400 S East, SE 2nd Ave, Miami, FL 33131, USA

What is Qwoted?

Qwoted is a free expert network: we help reporters connect with experts & we help those same experts build relationships with top reporters.

Event Date Mon May 17 EDT - Fri May 21 EDT (8 months ago)
Location Hyatt Regency Miami
400 S East, SE 2nd Ave, Miami, FL 33131, USA
Region Americas
Details

Join NRS at our Spring 2020 Compliance Conference for Investment Advisers and Broker Dealers, where industry experts will address how firms can successfully navigate the disruptive currents of regulatory change and adapt procedures to compliance programs.

Conference attendees have included:
• Chief Compliance Officers
• Investment Advisers
• General Counsels
• Broker-Dealers
• Managing Directors
• Chief Financial Officers
• Regulatory Analysts
• Wealth Advisors / Attorneys
• Portfolio Managers
• Securities Examiners
• Executive Vice President’s
• Compliance Managers
• Financial Planners
• Operations Managers
• Traders
• Financial Service Professionals

Speakers

2020 Speakers

Anne Buckley
Chief Compliance Officer, Palladium Capital Advisors, LLC

Mederic Daigneault
Senior Director, Consulting Operations, NRS

Matt Fitzgerald
Chief Compliance Officer, PGIM Fixed Income

Richard Kerr
Partner, K&L Gates LLP

Elizabeth Knoblock
Managing Member, Elizabeth M. Knoblock, PLLC

David H. Lui
Co-Editor, Modern Compliance

Ish Manzanares
Senior Director, Consulting, NRS

Richard Marshall
Partner, Katten Muchin Rosenman LLP

Max Mejiborsky
Senior Director, Private Fund Services, NRS

Marilyn Miles
Vice President, Consulting & Education, NRS

Katanya Moore
Consultant, NRS

David Nelson
CEO, Pratum

Jahan Raissi
Partner, Shartsis Friese LLP

Brendan Roberts
Consultant, NRS

Robert Stirling
Executive Consultant, NRS

Amber Tatman
Consultant, NRS

Steven D. Trigili CAMS
Chief Compliance Officer, Garden State Securities, Inc. Garden State Investment
Advisory Services, LLC

Kevin Turton
Consultant, NRS

Eric R. Vercauteren
Senior Counsel, Citi Private Bank Legal Department

Tim Villano
President and Chief Information Officer, Artemis Global Security, LLC

Kurt Wachholz
Director Education, NRS

John H. Walsh
Partner, Eversheds Sutherland (US) LLP

Sponsors & Partners

2020 Sponsors

• Broadbridge
• Chicago Clearing
• Pratum
• Starkweather & Shepley