Venue
Loews Portofino Bay Hotel at Universal Orlando
Loews Portofino Bay Hotel at Universal Orlando, 5601 Universal Blvd, Orlando, FL 32819, USA

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Event Date Mon May 16 EDT - Thu May 19 EDT (2 days ago)
Location Loews Portofino Bay Hotel at Universal Orlando
5601 Universal Blvd, Orlando, FL 32819, USA
Region Americas
Details

Your health and safety are our top priority. We are working closely with the conference venue and regularly reviewing CDC and state guidelines to ensure we have the strongest operating protocols to provide a safe and enjoyable experience for everyone.

NRS is a leader in compliance education. They are a one-stop shop for support, training and resources.
My role as a CCO would be much more difficult without them. conference attendee

Excellent conference with top speakers and current topics for compliance professionals. – conference attendee

Meaningful interaction with peers. Quality content presented by engaging speakers.
Access to experts to ask questions relevant to my firm.

Speakers

2022 Speakers

Amber Tatman
Consultant, NRS, a ComplySci Company

Andrew Price
Chief Compliance Officer, St. Johns Investment Management Company, LLC

Anne Buckley
President, Saro Partners

Brian J. Baltz
Partner, McGuireWoods LLP

Catherine Reynolds
Product Manager, NRS, a ComplySci Company

Christoph Stoehrfeldt
Office of Regulatory Liaison, FINRA

Courtney Bowling
Consultant, NRS, a ComplySci Company

Craig R. Watanabe, CFP
Director of IA Compliance, DFPG Investments, LLC

David H. Lui
Co-Editor, Modern Compliance Vol. 1 & 2

Deborah Eades
Shareholder, VedderPrice

Elizabeth Knoblock
Managing Member, EMK PLLC

Ish Manzanares
Senior Director, Consulting, NRS, a ComplySci Company

Ishan Girdhar
Chief Executive Officer, Privva Inc, Entreda, a Smarsh Company

Jeffrey R. Blumberg
Partner, Faegre Drinker Biddle & Reath LLP

Jeff VonDruska
Shareholder, VedderPrice

John Walsh
Partner, Eversheds Sutherland (US) LLP

John Gebauer
President, NRS, a ComplySci Company

John Van Der Wal
Senior Consultant, NRS, a ComplySci Company

Karen M. Aavik
Director of Data Privacy, Bank OZK

Kevin Turton
Consultant, NRS, a ComplySci Company

Kimberly Key
Chief Compliance Officer, Capital Wealth Advisors

Larry Nakamura
Vice President, Head of U.S. Wealth Compliance, CI Financial

Larry Stadulis
Managing Partner, Stradley Ronon Stevens & Young LLP

M. Owen Donley III
Chief Counsel, SEC Office of Investor Education and Advocacy

Marilyn Miles
Vice President, NRS, a ComplySci Company

Matthew J. Fitzgerald
Chief Compliance Officer, PGIM

Max Mejiborsky
Director, Consulting, NRS, a ComplySci Company

Mederic Daigneault
Senior Director, Consulting, NRS, a ComplySci Company

Michael Cocanower
Chief Executive Officer, itSynergy

Miriam Frolow
Director of Education, NRS, a ComplySci Company

Nicole Del Rosario
Consultant, NRS, a ComplySci Company

Richard Marshall
Partner, Katten Muchin Rosenman LLP

Robert Rabinowitz
Shareholder, Becker & Poliakoff

Rob Stirling
Executive Consultant, NRS, a ComplySci Company

Russell C. Weigel III
Commissioner, Florida Office of Financial Regulation

Samara Ross
Assistant Regional Director, U.S. Securities and Exchange Commission

Sanjay Lamba
Assistant General Counsel, Investment Adviser Association

Steve Trigili
Chief Creative Officer and AMLCO, Garden State Securities, Inc.

Sunil Bheda
Chief Technology Officer, ComplySci

Tiffany Magri
Regulatory Advisor, Smarsh

Youchang Wu
Associate Professor of Finance, Lundquist College of Business, University of Oregon

Yulia Kalk
Chief Operating Officer, Gordian Compliance Solutions

Sponsors & Partners

2022 Sponsors

• Broadridge
• Chicago Clearing
• Complysci
• Eai
• Entreda
• Illumis
• Privva
• Ria in a Box
• Smarsh