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Event Date | Mon May 16 EDT - Thu May 19 EDT (over 1 year ago) |
Location |
Loews Portofino Bay Hotel at Universal Orlando
5601 Universal Blvd, Orlando, FL 32819, USA |
Region | Americas |
Your health and safety are our top priority. We are working closely with the conference venue and regularly reviewing CDC and state guidelines to ensure we have the strongest operating protocols to provide a safe and enjoyable experience for everyone.
NRS is a leader in compliance education. They are a one-stop shop for support, training and resources.
My role as a CCO would be much more difficult without them. conference attendee
Excellent conference with top speakers and current topics for compliance professionals. – conference attendee
Meaningful interaction with peers. Quality content presented by engaging speakers.
Access to experts to ask questions relevant to my firm.
2022 Speakers
Amber Tatman
Consultant, NRS, a ComplySci Company
Andrew Price
Chief Compliance Officer, St. Johns Investment Management Company, LLC
Anne Buckley
President, Saro Partners
Brian J. Baltz
Partner, McGuireWoods LLP
Catherine Reynolds
Product Manager, NRS, a ComplySci Company
Christoph Stoehrfeldt
Office of Regulatory Liaison, FINRA
Courtney Bowling
Consultant, NRS, a ComplySci Company
Craig R. Watanabe, CFP
Director of IA Compliance, DFPG Investments, LLC
David H. Lui
Co-Editor, Modern Compliance Vol. 1 & 2
Deborah Eades
Shareholder, VedderPrice
Elizabeth Knoblock
Managing Member, EMK PLLC
Ish Manzanares
Senior Director, Consulting, NRS, a ComplySci Company
Ishan Girdhar
Chief Executive Officer, Privva Inc, Entreda, a Smarsh Company
Jeffrey R. Blumberg
Partner, Faegre Drinker Biddle & Reath LLP
Jeff VonDruska
Shareholder, VedderPrice
John Walsh
Partner, Eversheds Sutherland (US) LLP
John Gebauer
President, NRS, a ComplySci Company
John Van Der Wal
Senior Consultant, NRS, a ComplySci Company
Karen M. Aavik
Director of Data Privacy, Bank OZK
Kevin Turton
Consultant, NRS, a ComplySci Company
Kimberly Key
Chief Compliance Officer, Capital Wealth Advisors
Larry Nakamura
Vice President, Head of U.S. Wealth Compliance, CI Financial
Larry Stadulis
Managing Partner, Stradley Ronon Stevens & Young LLP
M. Owen Donley III
Chief Counsel, SEC Office of Investor Education and Advocacy
Marilyn Miles
Vice President, NRS, a ComplySci Company
Matthew J. Fitzgerald
Chief Compliance Officer, PGIM
Max Mejiborsky
Director, Consulting, NRS, a ComplySci Company
Mederic Daigneault
Senior Director, Consulting, NRS, a ComplySci Company
Michael Cocanower
Chief Executive Officer, itSynergy
Miriam Frolow
Director of Education, NRS, a ComplySci Company
Nicole Del Rosario
Consultant, NRS, a ComplySci Company
Richard Marshall
Partner, Katten Muchin Rosenman LLP
Robert Rabinowitz
Shareholder, Becker & Poliakoff
Rob Stirling
Executive Consultant, NRS, a ComplySci Company
Russell C. Weigel III
Commissioner, Florida Office of Financial Regulation
Samara Ross
Assistant Regional Director, U.S. Securities and Exchange Commission
Sanjay Lamba
Assistant General Counsel, Investment Adviser Association
Steve Trigili
Chief Creative Officer and AMLCO, Garden State Securities, Inc.
Sunil Bheda
Chief Technology Officer, ComplySci
Tiffany Magri
Regulatory Advisor, Smarsh
Youchang Wu
Associate Professor of Finance, Lundquist College of Business, University of Oregon
Yulia Kalk
Chief Operating Officer, Gordian Compliance Solutions
2022 Sponsors
• Broadridge
• Chicago Clearing
• Complysci
• Eai
• Entreda
• Illumis
• Privva
• Ria in a Box
• Smarsh