Operational Risk Management 2019 | CFA Institute | 5 September 2019 | CFA Society New York, 1540 Broadway #1010, New York, NY 10036, USA

This event focuses on the risk management frameworks for financial services companies. The discussion will examine how various large, medium, small and start-up firms identify, measure, monitor, and control risk. Panelist will discuss the multiple layers of risk, regulatory bodies that define risk, and various risk appetite. The importance of risk to investors and how to navigate investor’s view of risks versus their own will be emphasized. Attendees will gain insight into how various firms define and manage risk daily. Attendees will understand how and when risk appetite statements are developed, how control environments are managed, Key Risk Indicators used to monitor risk, and the importance of risk assessments.

Learning Outcomes:
• How/when to use risk appetite statements
• Developing and managing the control environment
• Key Risk Indicators – what they are, how do you use them, and how do they differ from Key Performance
• Indicators
• Development and importance of risk assessments

2019 Speakers

Alton Crooks, CFA, MBA
Managing Director, Fidelis Capital

Tim Frazier
VP Sales, TriNet Financial Services

Michael Lee
Co-Founder, Sky Lake Partners

Christopher Flens-Batina

Andrew Auslander, CFA, FRM
Financial Risk Manager (FRM)

Richard Ebil Ottoo
Vice President, Global Association of Risk Professionals (GARP)