Preparing for a SEC Compliance Audit | Dechert LLP | 12 June 2017 | Toronto, Canada
Venue
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| Event Date | Mon Jun 12 EDT (over 7 years ago) |
| Location | Toronto, Canada |
| Region | Americas |
Details
The National Society of Compliance Professionals (NSCP) will have its Canadian Conference in Toronto on June 12, 2017. The conference, with the theme of “Entering an Age of Uncertainty,” will provide an overview of compliance challenges and trends, as well as provide practical approaches and insights into how your firm can tackle those issues having the most impact on your compliance program.
Speakers
Christopher D. Christian
Partner |
Financial Services and Investment Management, Asset Management M&A, Global Distribution of Funds, Regulatory Compliance, Investment Advisers, Investment Funds: Europe, Investment Funds: United States, Alternative Investment Funds, Investment Funds, Regulatory, Permanent Capital
Sponsors & Partners
Gold Sponsors:
ACA Compliance Group
Basis Code Compliance
Iceberg
Thomson Reuters
Silver Sponsors:
Elinphant
NCS Regulatory Compliance
RRS Manage Through Change
Smarsh
Bronze Sponsors:
Alaric
Red Oak
AdMaster