Fri Apr 17 CEST (almost 2 years ago)
In your timezone (EST): Fri Apr 17 3:15am - Fri Apr 17 6:30am
The Malta Institute of Accountants
Level 1, Tower Business Centre, Tower Street, Swatar, BKR 4013, Malta
The session will cover the legislative framework surrounding market abuse and how these interact with the AML obligations of subject persons.
Objectives of This Session
The session aims at highlighting the key obligations and prohibitions arising from the market abuse legal framework.
Topics on the Agenda
• Insider information
• Market manipulation
• Disclosure of inside information
• Insiders' lists
• Suspicious transaction report (STR)
• Research disclosure
Listed entities, entities which are considering admissibility to listing, and investment service providers