41st Annual Private Client Conference 2019 | SIFMA | 10 April 2019 | The Ritz-Carlton Golf Resort, 2600 Tiburon Dr, Naples, FL 34109, USA

SIFMA’s Private Client Conference convenes leaders from across the private wealth management industry to examine the most topical issues facing the business. Join us for a new program focusing on financial advice amidst rapidly changing technology, regulations, and demographics.

2019 Speakers

John Maurello
Managing Director, Private Client Services, SIFMA

James R. Allen
Chairman and Chief Executive Officer, Hilliard Lyons

Kenneth E. Bentsen, Jr.
President and CEO, SIFMA

Ken Cella
Principal, Client Strategies Group, Edward Jones

Joseph E. Sweeney
President, Advice & Wealth Management, Products and Service Delivery, Ameriprise Financial, Inc.

Andrew M. Sieg
President, Merrill Lynch Wealth Managemen

Paul C. Santucci
Managing Director and Head of Business Development for Wealth Management USA, UBS

Kenneth Correa
Executive Director, Market Head, Metropolitan Market, UBS

Chris Fils
Complex Manager, Raymond James & Associates

Dylana Hopler
Complex Director, Ameriprise Financial, Inc.

Deborah L. Shepherd
Managing Director, Market Executive, Merrill Lynch Wealth Management

Shelley S. O’Connor
Co-Head of Wealth Management, Morgan Stanley

Tracy Eichler
Managing Director, Private Client Services, SIFMA

Jen Auerbach
Director, Head of Strategic Growth Markets, Global Wealth & Investment Management, Merrill Lynch Wealth Management

Kristin Johnson
Principal - BOA Talent Acquisition & Performance, Edward Jones

Jodi Perry
President, Independent Contractor Division, Raymond James Financial Services

Joe Vietri
Senior Vice President, Branch Network, Charles Schwab & Co., Inc.

Christopher Andrew
COO, Hearsay Systems

Susan Del Percio
Political Commentator and Expert on Strategic Communications

Kevin Carroll
Managing Director and Associate General Counsel, SIFMA

Susan F. Axelrod
Chief Supervisory Officer, Merrill Lynch

David A. Forman
Chief Legal Officer, Fidelity Brokerage Services LLC

Michael Rufino
Executive Vice President, Head of Member Regulation - Sales Practice, FINRA

Anne Tennant
Managing Director & General Counsel, Morgan Stanley Wealth Management

John Maurello
Managing Director, Private Client Services, SIFMA

Tash Elwyn
President and CEO, Private Client Group, Raymond James & Associates, Inc.

Steven M. Samuels
Managing Director, Head of FA Programs, Recognition and Strategy Integration, Merrill Lynch Wealth Management

Kelly O. Crisp
Financial Advisor, Edward Jones Investments

Corina L. Davis
Senior Vice President, Wealth Management Advisor, Portfolio Manager, Merrill Lynch, Pierce, Fenner & Smith, Inc.

David Klenke
Director, Baird

Laura Steckler
Team Lead and Wealth Manager, Raymond James & Associates, Inc.

Meron Yemane
Associate Vice President, Family Wealth Advisor, Morgan Stanley Wealth Management - Rockville Bridge Group

Evamarie Schoenborn
President, Northwestern Mutual Investment Services, LLC, Vice President, Investment Products & Services

Chris Perry
President, Global Sales, Marketing and Solutions, Broadridge Financial Solutions

Kevin Alm
Principal - Client Strategies Group – Solutions, Edward Jones

Rob Klapprodt
Corporate Strategy Officer,M Vestmark, Inc.

Dan Nadir
VP of Digital Risk and Compliance, Proofpoint, Inc.

Kabir Sethi
Managing Director, Head of Digital Wealth Management, Merrill Lynch Wealth Management

Jaime Magyera
Managing Director, Head of National Accounts – Wealth Business, BlackRock

Sandy Bolton
Managing Director, Head of Managed Investments, Investment Solutions Group, Bank of America Merrill Lynch

Eric Koestner
Principal, Packaged Products, Edward Jones

Pete Thatch
Senior Strategic Relationship Manager, Capital Group

Lisa Bleier
Managing Director and Associate General Counsel, Federal Government Relations, SIFMA

Laura A. Grogan O’Mara
Director - Retirement Policy Planning and Strategy, Retirement & Personal Wealth Solutions, Bank of America Merrill Lynch

Jason P. Kelly
Associate General Counsel, Edward Jones

David H. Koshgarian
Washington Council Ernst & Young LLP

2019 Sponsors & Partners

DIAMOND:
• DOW JONES NEWSWIRES
• hearsay systems

GOLD:
• Federated Investors, Inc.
• Pricemetrix
• Proofpoint
• vESTMARK

SILVER:
• Appway
• BNY Mellon – Pershing
• Broadridge
• CircleBlack
• Talisys
• XTIVA

CONTRIBUTOR:
• eMoney Advisor LLC
• FSDA (Florida Securities Dealers Association, Inc.)
• Private Client Resources., LLC

SIFMA'S STRATEGIC PARTNERS:
• Broadridge
• Deloitte
• EY New
• Fidelity Clearing & Custody Solutions
• FIS
• Google Cloud
• Hearsay Systems
• PwC
• Tata Consultancy Services