Convene, 730 3rd Ave, New York, NY 10017, United States

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Event Date Wed May 13 EDT - Thu May 14 EDT (over 1 year ago)
Location Convene
730 3rd Ave, New York, NY 10017, United States
Region Americas

Effective strategies for fine-tuning compliance programs in an increasingly complex private equity environment.

Earn CLE & CPE credits
New for this year, CLE credits are now available! In addition to CPE, PEI is pleased to offer our attendees continuing legal education credits.

Gain actionable tools & strategies
Acquire tips and tricks for structuring and running an effective compliance program from experienced CCOs, General Counsels and the SEC.

Connect with your peers
This unique event affords compliance professionals the opportunity to exchange ideas, benchmark strategies and learn how to handle current trends impacting the industry.

View Forum resources


2020 Speakers

Matthew Barbato
Deputy Chief Compliance Officer, Hamilton Lane

Dominick Barbieri
Associate General Counsel and Deputy Chief Compliance Officer, Palladium Equity Partners

Teresa Bernstein
Chief Operating Officer, GC and CCO, ACON Investments, L.L.C.

Amy Brusiloff
Senior Vice President, CDFI Lending & Investing ESG Capital Deployment, Bank of America

Jennifer Cattier
General Counsel and Managing Director, Almanac Realty Investors

Jacob Comer
Chief Compliance Officer, formerly Altpoint Capital Partners LP

Catherine Colyer
Chief Compliance Officer, WaterEquity

Stephen Erwin
Chief Legal and Compliance Officer, JCR Capital

Yonah Feder
Chief Compliance Officer, Onex Corporation

Jacqueline Giammarco
Principal and Chief Compliance Officer, Stone Point Capita

James Gilligan
Chief Financial Officer and Chief Compliance Officer, Equity International

Shauna Harrison
Director of Compliance, PGIM, Inc. - Prudential Capital Group

Michael Henry
Managing Director and Chief Compliance Officer, Wafra

Miki Kamijyo
Managing Director and Chief Compliance Officer, Annaly Capital Management,Inc.

Noah Leichtling
Partner, General Counsel and Chief Compliance Officer, Gamut Capital Management

Kabir Masson
Associate General Counsel & Deputy Chief Compliance Officer, GI Partners

John McGuinness
Chief Compliance Officer and Corporate Counsel, StepStone Group

T.A. McKinney
General Counsel & Chief Compliance Officer ,CapitalSpring

Nadir Nurmohamed
Chief Compliance Officer, Searchlight Capital Partners

Nadir Nurmohamed
Chief Compliance Officer, Searchlight Capital Partners

Kelly Pettit
Chief Compliance Officer, General Atlantic

Arthur Price
Chief Compliance Officer, Thomas H. Lee Partners, LP

Abrielle Rosenthal
Managing Director, Chief Compliance Officer and Chief Human Resources Officer, TowerBrook Capital Partners LP

Leigh Rovzar
General Counsel and Chief Compliance Officer, Declaration Partners, LP

Igor Rozenblit
Assistant Director, Co-Head Private Funds Unit, Securities and Exchange Commission

Nabil Sabki
Partner, Latham and Watkins

Jerry Sanchez
Senior Vice President and Chief Compliance Officer, EIG Global Energy Partners

Adriana Sanford, J.D., DUAL LL.M.
Senior Fellow, Center for Intelligence and National Security, University of Oklahoma

Daren Schneider
CFO, CCO, JLL Partners, LLC

Steven Schwab
Director, Legal and Chief Compliance Officer, Thoma Bravo

Jason Scoffield
Senior Compliance Counsel & Fund Counsel, Audax Group

Steven Spencer
Partner and General Counsel, Siris Capital Group, LLC

Guy Talarico
CEO, Alaric Compliance Services, LLC

Daniel Whitcomb
Managing Director and Chief Compliance Officer, Siguler Guff and Company, LP

Sponsors & Partners

2020 Sponsors

• ACA Compliance Group (“ACA”)
• Alaric Compliance Services LLC (“Alaric”)
• Latham & Watkins LLP
• Pepper Hamilton LLP
• Ropes & Gray
• Smarsh