Venue
Practising Law Institute
Practising Law Institute, 1177 6th Ave, New York, NY 10036, USA

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Event Date Thu Jan 27 EST (in 11 days)
Location Practising Law Institute
1177 6th Ave, New York, NY 10036, USA
Region Americas
Details

Why You Should Attend

An expert faculty featuring in-house, regulatory and outside counsel will address new and ongoing regulatory and compliance issues for legal and compliance professionals in the hedge fund and private equity
fund industry.

The agenda will address regulatory exam priorities, the challenges of designing and implementing a compliance program and preparing for an examination and practical insights from the regulatory and in-house perspective. The program will deliver a complete discussion in a short time, focusing on sharing key takeaways from a broad range of
legal perspectives.

What You Will Learn:
• Regulatory developments for hedge funds and other private funds
• Implementation challenges of compliance programs
• SEC and NFA examination priorities and other compliance challenges
• Practical tips for managing risk

Who Should Attend:
Attorneys, corporate officers and directors, and compliance professionals in the hedge fund and private equity industry should find this program enlightening and informative.

Speakers

2022 Speakers

K. Susan Grafton
Partner, Dechert LLP

Philip T. Hinkle
Partner, Dechert LLP

Brendan Kalb
General Counsel at ExodusPoint Capital Management LP, Exodus Point

Regina G. Thoele
Senior Vice President, National Futures Association

Lori Forlano
Managing Director, Lightyear Capital

Robyn Huffman
General Counsel and Chief Compliance Officer, Foundation Credit

Randolph A. Stuzin
Member and General Counsel, King Street Capital Management

Sarah York
General Counsel, Hudson Advisors L.P.

Ken C. Joseph
Managing Director, Kroll LLC

Maurya C. Keating
Associate Regional Director, Division of Examinations/NYRO, U.S. Securities and Exchange Commission

Justin Lange
Assistant General Counsel, Des Moines, IA, USA

Philip Hinkle
Co-Chair, Dechert’s LGBTQ Affinity Group