Private Fund Regulatory Developments and Compliance Challenges 2023 | Practising Law Institute (PLI) | 19 January 2023 | Practising Law Institute, 1177 6th Ave, New York, NY 10036, USA

An expert faculty featuring in-house, regulatory and outside counsel will address new and ongoing regulatory and compliance issues for legal and compliance professionals in the hedge fund and private equity
fund industry.

The agenda will address regulatory exam priorities, the challenges of designing and implementing a compliance program and preparing for an examination and practical insights from the regulatory and in-house perspective. The program will deliver a complete discussion in a short time, focusing on sharing key takeaways from a broad range of
legal perspectives.

2023 Speakers

Scott Black
Chief Legal Officer/Chief Compliance Officer at Hudson Bay Capital Management LP

Lori Forlano
Managing Director at Lightyear Capital LLC

Philip Hinkle
Partner, Dechert LLP

Ken C. Joseph
Managing Director, Kroll, LLC

Brendan Kalb
General Counsel, ExodusPoint Capital Management LP

Maurya C. Keating
Associate Regional Director, U.S. Securities & Exchange Commission, Division of Examinations/New York Regional Office

Michael Neus
Chief Administrative Officer and Of Counsel at Brevan Howard, a global investment manager

Michael Neus
Chief Administrative Officer and of Counsel at Brevan Howard, a Global Investment Manager

Randy Stuzin
General Counsel at King Street Capital Management

Regina Thiele
Owner at G& R Thiele Painting and Decorating

CHAIRPERSON:

K. Susan Grafton 3rd Degree Connection3rd
Advises Broker-dealers, Investment Advisers and Fintechs, Including on Regulation Best Interest and Digital Securities.