Venue
Virtual

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Event Date Mon Jun 21 EDT - Tue Jun 22 EDT (4 months ago)
Location Virtual
Region Americas
Details

Everyone loves new customers, but A LOT goes into establishing a new deposit account! Our institutions are required to maintain procedures to ensure compliance with federal regulations. In this program we will cover:

• Required account opening procedures
• Documentation and information to be collected from commercial and consumer customers
• Documents to be provided to commercial and consumer customers
• Handling account changes

Topics Covered:

Personal Account Documentation
• Single party accounts
• Authorized signers on consumer accounts
• Multiple party accounts
• POD/ Informal trust accounts
• Court appointed fiduciary accounts
• Minor accounts
• Sole proprietor accounts

Federal Regulatory Disclosure Requirements
• Regulation DD
• Regulation E
• Regulation CC
• Regulation P

Federal Regulatory Practice Requirements
• CIP
• FCRA
• Beneficial ownership
• IRS

Nonpersonal Account Documentation
• Corporation accounts
• LLC accounts
• Partnership accounts
• Unincorporated organization accounts
• Trust accounts
• Estate accounts

Changes to accounts
• Changes in titling
• Changes in ownership

Who Should Attend?
This seminar is designed for all employees who deal with the deposit-taking function. Designed to be both a comprehensive analysis of regulatory requirements for experienced deposit personnel, this program will benefit compliance officers, auditors, operations personnel and new accounts personnel.

Speakers

2021 Speaker

PRESENTER:

K. Natalie Straus
Vice President and Senior Consultant, ProBank Austin

Sponsors & Partners

2021 Partners

• Utah Bankers Association
• NC Bankers
• Montana Bankers Association
• Indiana Credit Union League
• IOWA Bankers Association
• Community Bankers Association of Georgia
• West Virginia Bankers Association
• IBAT
• PA Bankers Association
• CBAO
• TSL
• NYBA
• Maryland Bankers Association
• Louisiana Bankers Association
• Independent Bankers of Colorado
• Oregon Bankers Association
• Kentucky Bankers Association
• Washington Bankers Association
• Virginia Bankers Association
• Tennessee Bankers Association
• Michigan Bankers Association
• NHBA
• Idaho Bankers Association
• BCAC
• Indiana Bankers Association
• Ohio Bankers League
• South Carolina Bankers Association
• NC Bankers Association
• NMBA
• Oklahoma Bankers Association