RegTech Summit 2019 - New York City | A-Team Group | 14 November 2019 | Convene, 32 Old Slip, New York, NY 10005, USA

The RegTech Summit explores how the financial services industry can leverage technology to drive innovation, cut costs and support regulatory change. The Summit brings together the industry ecosystem of Regtech practitioners, regulators, start ups and solution providers to collaborate and discuss innovative and effective approaches for building a better regulatory environment.

2019 Key topics:

• Collaboration and partnership models across regulatory ecosystems
• Improving data and technology standards to enable regtech
• Fighting financial crime through improved KYC & AML
• Regulation drill down: Getting ready for SFTR and FRTB
• Creating a regulatory change management framework to manage risk and navigate change
• Application of Blockchain and smart contracts in capital markets

2019 Speakers

Raymond Hanson
Managing Director, Head of Global Markets Program Delivery & Regulatory Technology, Credit Suisse

Jonah Crane
Regulator in Residence, FinTech Innovation Lab, Senior Advisor, RegTech Lab

Robin Doyle
Managing Director, Office of Regulatory Affairs, JP Morgan Chase

David Ehrich
Co-Founder and Executive Director, Alliance for Innovative Regulation (AIR)

Bradley Foster
Global Head of Content (Enterprise), Bloomberg

Tammy Eisenberg
Director – Investment Management Risk and Compliance, BNY Mellon

Viktor Grinberg
Director, Compliance Technology, Deutsche Bank

Boris Nelkin
Innovation Specialist, Deutsche Bank

RIchard Berner
Clinical Professor of Finance and Co-Director, Volatility and Risk Institute NYU Stern; Former Director, Office of Financial Research, U.S. Treasury (2013-2017)

Joshua Beaton
Head of Americas Trade & Transaction Reporting, Morgan Stanley

David Emero
Vice President, Regulatory Operations, Goldman Sachs

Richard Maton
Executive Board Member and Strategic Initiatives Lead, International RegTech Association

Kai Schrimpf
Director, Financial Crime Compliance, Credit Suisse

Manash Banerjee
Executive Director, Global Head of Entity Reference Data & Client Lifecycle Management Technology Nomura Securities

Ben Arber
Head of Financial Crime Compliance, Commercial Banking, HSBC

Fera Jeraj
Managing Director, Head of Global Equity and Structured Products Technology, BMO Capital Markets

Ali van Nes
Senior Vice President, Senior Director, Regulatory Solutions, FactSet

David Goldman
Head of Regulatory Operations, RBC Capital Markets

William Gates
EVP, Business Development & Alliances, SmartStream RDU

Tom Jordan
CEO, Jordan & Jordan

Manisha Kimmel
Senior Advisor, Regulatory Reporting, SEC

Eric Karpman
SME in Trading & Compliance Technology, AF Capital

Alex Rabaev
Director, Global Head of CAT Regulatory Reporting, Risk Focus

Todd Ehret
Senior Regulatory Intelligence Officer, Thomson Reuters

Giles Nelson
CTO, Financial Services, MarkLogic

Will Newcomer
VP Strategy, Finance, Risk and Reporting, Wolters Kluwer

Peter Gargone
CEO & Founder, n-Tier Financial Services

Chuck Papageorgiou
Founder & CEO, WorldWatch Plus

Harry Chopra
Chief Client Officer, AxiomSL

Adam Dix
Director – Regulatory Reporting, Kx

Michael Orrick
President, Americas, Comply Advantage

Tim Sweeney
Financial District Business Manager, CUBE

Sunny Seon Kang
Senior Privacy Counsel, Head of Policy, Inpher

ADVISORY BOARD:

Sophia Bantanidis
Head of Regulatory & Policy for TTS Innovation Lab Treasury & Trade Solutions, Citi

Giles Spungin
Managing Director, Global Head of Regulatory Compliance and Operational Risk Analytics, HSBC

Mary Jane Ajodah
Vice President, FinTech Strategy & Partnerships, Chief Digital Office, BNY Mellon

Nicole Sandler
Innovation Policy Lead, Regulatory Policy, Barclays

Paul Clulow Phillips
Managing Director, Managing Director – Co-Global Head of Markets compliance, Global Head of Surveillance Société Générale

Raymond Hanson
Managing Director, Head of Global Markets Program Delivery & Regulatory Technology, Credit Suisse

Subas Roy
Chairman, International RegTech Association

Mark Whitcroft
Partner, Illuminate Financial

Colin Ware
Regulatory Product Manager, BNY Mellon

Chad Guissani
Head, Operations Transaction Reporting Compliance, Standard Chartered

Dawd Haque
Global lead for Regulatory Market Initiatives,Transformation & Strateg, Deutsche Bank AG

Meredith Gibson
Market Data Licensing (Consultant), Citi

Sean Taylor
Director, Canaccord Genuity Wealth Management

2019 Sponsors and Partners

PLATINUM SPONSORS:
• Smart Stream
• RDU
• Bloomberg
• Mark Logic

GOLD SPONSORS:
• AxiomSL
• Wolters Kluwer
• FactSet
• kx
• Thomson Reuters
• Risk Focus
• World Watch Plus
• n-tier

SILVER SPONSORS:
• Symphony Ayasdi
• Cube

ASSOCIATE SPONSOR:
• Asg Technologies

PARTNERS:
• Department for International Trade
• Banking CIO Outlook
• CIO Outlook
• Fintech Weekly
• LEI
• CIO Review
• IRTA
• FIIN