RegTech Summit Virtual 2021 | A-Team Group | 9 November 2021 | Virtual

RegTech Summit Virtual will bring together the regtech ecosystem to explore how the industry is evolving, the extent to which the pandemic has acted as a catalyst for adoption and the impact of digital transformation on regulatory compliance in financial markets.

With more opportunities than ever before for RegTech to add value, now is the time to invest for the future. Join us to hear from leading RegTech practitioners and innovators who will share insights into how they are tackling the challenges of adopting and implementing regtech in their organisations and how RegTech is enabling innovations in areas such as: managing regulatory change, regulatory reporting, AML, financial crime, transaction monitoring, trade and communications surveillance.

Topics:
• The outlook for regulatory compliance and RegTech.
• Fulfilling the promise of RegTech with cloud.
• Preparing for a new era of regulatory transparency: What will the new global reporting environment look like and how should financial institutions prepare?
• Building a regulatory framework to thrive in the post Brexit regulatory environment.
• A holistic look at regulatory change- a strategic approach.
• Adapting trade and communications surveillance for the new world of work.
• Leveraging RegTech to create a single, holistic view of the customer to manage AML risk and improve KYC.
• The rise of game changing Privacy Enhancing Technology (PETs) to unlock value and improve compliance.

Who should attend
If you are any of the following types of roles at a financial institution, or offer products and services into this space, then this event is right for you.

• Chief Operating Officer (COO)
• Chief Data Officer (CDO)
• Chief Information Officer (CIO)
• Chief Compliance Officer (CCO)
• Chief Technology Officer (CTO)
• Chief Risk Officer (CRO)
• Heads of regulatory change
• Heads of regulatory projects/programmes
• Heads of regulatory reporting
• Heads of compliance
• Heads of client onboarding / KYC
• Chief Data Officer/Head of data management/ Data architects/Data operations
• Heads of financial crime
• Heads of surveillance
• Heads of analytics
• Risk functions across operational, market, credit and other
• Heads of innovation
• Heads of RegTech/ FinTech

Why you should attend
• Meet the experts:
We have built up a community of RegTech practitioner speakers who bring real world experience to help you learn, keep you up to date and offer new and fresh ideas on the latest hot topics (and Its FREE to attend if you are a practitioner from a Financial Institution!)

• Networking:
The RegTech Summit brings together the regtech ecosystem – industry practitioners, regulators, start ups and solution providers and offers fantastic networking and opportunities to make new connections, re-connect with colleagues; collaborate for future initiatives, benchmark and share experiences.

• Meet start ups and suppliers in the exhibition:
Ask questions and see all the latest regtech solutions in action. Demo and evaluate new products and discover all the latest regtech innovations.

2021 Speakers

Francesca Hopwood Road
Head of RegTech and Advanced Analytics, Financial Conduct Authority (FCA)

Ian Hollowbread
Head of RegTech, ING Labs

JoAnn Barefoot
CEO and Co-Founder, Alliance for Innovative Regulation (AIR), Winner – FinTech Woman of the Year 2021

Sholthana Begum
Head of RegTech, Bank of England

Kirsty Rutter
Group Head of Technology and Change Risk, Lloyds

Martha Cummings
Global senior risk and compliance, Formerly Wells Fargo, Santander and Federal Reserve

Linda Gibson
Director, Head of Regulatory Change, BNY Mellon | Pershing

Brett Utnick
Head of Regulatory Operations, BMO Financial Group

Rachel Przybylski
Head of Regulatory Quality Assurance, Trading Platform Technology, Man Group

Chad Giussani
Head of Transaction Reporting, Compliance, Standard Chartered

Emma Tan
Vice President – Regulatory Affairs, JP Morgan

Nirvana Farhadi
RegTech Pioneer, Expert, Author, Business Development Board member RegTech practice, Grant Thornton

Christopher Owers
Executive Director – Head of UK Regulatory Transaction Reporting Service Delivery (RtB), UBS

Anthony Ta
Project Director, Digital & Innovation & Watch Leader, Societe Generale

Ashok Mehta
Head of Equities Regulatory Reporting Technology – Director, Credit Suisse

Yasmine Li
Head of Surveillance EMEA, Macquarie Group

Stan Yakoff
Head of Americas Supervision, Citadel Securities, Adjunct Professor – Fordham Law School

Alison Young
Deputy AML/BSA Officer, North America, Rabobank

Igor Sumkovski
Senior Manager, Financial Crime Advisory, Santander

Sateesh Kumar
Director, Regional Head of Data Insights and Analytics – Americas, MUFG

David Ehrich
Executive Director and Co-Founder, Alliance for Innovative Regulation (AIR)

Chad Giussani
Head, Transaction Reporting, FM Compliance, Standard Chartered Bank

Julian Horky
Head of Risk Controlling BCM, Berenberg Capital Markets LLC

Robin Doyle
Finance and Risk Executive Leader; Formerly, JP Morgan

Samantha Sheen
Financial Crime Compliance Expert; Founder & Director, Ex Ante Advisory Ltd

Colin Gibson
CDMC Product Manager, EDM Council

Matthew Bernstein
Information Governance Strategist, MC Bernstein Data

Emma Kalliomaki
Managing Director, Derivatives Service Bureau (DSB)

Nathan Snyder
Head of Banking and Capital Markets Consulting, DXC Luxoft

Igor Kaplun
Head of Regulatory Reporting Business Development, North America, IHS Markit

Charlotte Longman
Director and Co-Lead of ACA’s Regulatory Reporting Monitoring & Assurance (“ARRMA”) services, ACA Group

Bill Hauserman
Senior Director – Head of the Financial Crime Due Diligence Practice – Americas, Moody’s Analytics

Mark Davies
Partner, Element 22

Ted Datta
Head of Financial Crime Compliance Practice – Europe & Africa, Bureau van Dijk, a Moody’s Analytics Company

Pierre Khemdoudi
Senior Vice President, Equities and Regulatory Reporting, IHS Markit

Tom Wieczorek
MD Global Product Management, UnaVista an LSEG Business

Harpreet Singh
Head of Middle and Back office Consulting, DXC Luxoft

Eddie Cogan
Partner, Head of eComms Surveillance, ACA Group

Dr. Michelle Frasher
Sr. Director – Financial Crime Compliance Practice Lead, Moody’s Analytics

Gaurav Bansal
Founding Partner, R-Cloud Regulatory ConsultantTier 1 Banks, Advisory Board

Chris Beevor
Head of Compliance – Regulatory & Development Group, GAM Investments

Nitzan Solomon
VP EMEA Head of Surveillance and Financial Crime Technology, Nomura

David Cowland
Independent RegTech Advisor

Dr Ruth Wandhofer
Global FinTech 50 Influencer

Robin Doyle
Finance & Risk Executive/Leader

David Ehrich
Co-Founder and Executive Director, AIR

Chad Giussani
Head of Transaction Reporting Compliance, Standard Chartered

Raymond Hanson
Managing Director, Head of Global Markets Program Delivery & Regulatory Technology, Credit Suisse

Dawd Haque
Global lead for Regulatory Market Initiatives, Transformation & Strategy, Deutsche Bank AG

Richard Maton
Executive Board Member and Strategic Initiatives Lead, International RegTech Association

Paul Clulow Phillips
Managing Director, Managing Director – Co-Global Head of Markets compliance, Global Head of Surveillance, Société Générale

Niresh Rajah
Board Advisor, NED – FinTech, Regulatory Change, Chief Data Office and RegTech

Kai Schrimpf
Global Product Manager – AML Transaction Monitoring, UBS

Colin Ware
Global Head of RegTech, BNY Mellon

Martha Cummings
Senior Global Risk, Compliance and Regulatory Executive

Joshua Beaton
Head of Americas Trade & Transaction Reporting, Morgan Stanley

Hayden Boilini
Trade & Investment Associate, Department for International Trade (DIT)

Sameer Gulati
FinTech Specialist, Department for International Trade (DIT)

2021 Sponsors & Partners

PLATINUM SPONSORS:
• Moody's Analytics
• UnaVista
• IHS Markit
• Luxoft

GOLD SPONSORS:
• ACA
• Cappitech
• Anna

PARTNERS:
• Financial IT
• Department for International Trade
• Fintech Futures
• GDR
• ICA
• AIR
• FCA Speaker
• GPDR Wise