|Event Date||Tue Nov 9 EST - Wed Nov 10 EST (in 23 days)|
RegTech Summit Virtual will bring together the regtech ecosystem to explore how the industry is evolving, the extent to which the pandemic has acted as a catalyst for adoption and the impact of digital transformation on regulatory compliance in financial markets.
With more opportunities than ever before for RegTech to add value, now is the time to invest for the future. Join us to hear from leading RegTech practitioners and innovators who will share insights into how they are tackling the challenges of adopting and implementing regtech in their organisations and how RegTech is enabling innovations in areas such as: managing regulatory change, regulatory reporting, AML, financial crime, transaction monitoring, trade and communications surveillance.
• The outlook for regulatory compliance and RegTech.
• Fulfilling the promise of RegTech with cloud.
• Preparing for a new era of regulatory transparency: What will the new global reporting environment look like and how should financial institutions prepare?
• Building a regulatory framework to thrive in the post Brexit regulatory environment.
• A holistic look at regulatory change- a strategic approach.
• Adapting trade and communications surveillance for the new world of work.
• Leveraging RegTech to create a single, holistic view of the customer to manage AML risk and improve KYC.
• The rise of game changing Privacy Enhancing Technology (PETs) to unlock value and improve compliance.
2020 Past Speakers
Head of RegTech, The Bank of England
Head of EMEA Surveillance, Wells Fargo
Regulatory Compliance and AFC Innovation Lead, Deutsche Bank
MD, Regulatory Affairs, JP Morgan
VP, EMEA Head of Surveillance and Financial Crime Technology, Nomura
Dr. David Doyle
EU Policy Adviser, Financial Services Regulation, EU Policy Director The Genesis Initiative (London), Member of the Board, The Kangaroo Group (Brussels)
MD, Head of Data, RegTech & Digital Assurance Practice, Grant Thornton
Head of Transaction Reporting, Compliance, Standard Chartered
Director – SFTR & EMIR Refit Programme, UBS
Independent Board Member, Oppenheimer & Co.; Principal, The Financial Risk Group
Global Product Manager – AML Transaction MonitoringUBS
Member of the Management Team, Derivatives Service Bureau
GM, Relativity Trace
CEO and Founder, Eflow
Regulatory Specialist, Compliance Solutions Strategies (CSS)
Partner, ACA Group
Managing Director, Global Product Management, Unavista
Chief Product Officer, Quantexa
Head of Compliance – Regulatory & Development Group, GAM Investments
VP EMEA Head of Surveillance and Financial Crime Technology, Nomura
Independent RegTech Advisor
Dr Ruth Wandhofer
Global FinTech 50 Influencer
Finance & Risk Executive/Leader
Co-Founder and Executive Director, AIR
Head of Transaction Reporting Compliance, Standard Chartered
Managing Director, Head of Global Markets Program Delivery & Regulatory Technology, Credit Suisse
Global lead for Regulatory Market Initiatives, Transformation & Strategy, Deutsche Bank AG
Executive Board Member and Strategic Initiatives Lead, International RegTech Association
Paul Clulow Phillips
Managing Director, Managing Director – Co-Global Head of Markets compliance, Global Head of Surveillance, Société Générale
Board Advisor, NED – FinTech, Regulatory Change, Chief Data Office and RegTech
Global Product Manager – AML Transaction Monitoring, UBS
Global Head of RegTech, BNY Mellon
Senior Global Risk, Compliance and Regulatory Executive
Head of Americas Trade & Transaction Reporting, Morgan Stanley
Trade & Investment Associate, Department for International Trade (DIT)
FinTech Specialist, Department for International Trade (DIT)
2021 Sponsors and Partners
• Bureau Van Dijk
• IHS Markit
• Financial IT
• Department for International Trade
• Fintech Futures