Regulation, Operations and Compliance (ROC) – Bermuda 2017 | RCA | 26 April 2017 | Bermuda

Join alternative investment and asset management executives with the top 200 firms to understand the business, compliance, operations and risk challenges for 2017 and formulate your strategic plans and tactical initiatives.

Institutional Investors require new levels of service and customized investment products from Fund Managers. To capture this emerging echelon of assets, Fund Managers must create new compliance, operational and risk management infrastructure, provide advanced training to personnel and retool workflows with administrators.

Furthermore, regulators have intensified their focus on hedge funds, private equity firms and other asset managers. Specifically, the SEC, CFTC, NFA, DOJ, IRS and DOL continue to expand their regulation, compliance requirements and reporting obligations while intensifying examination and enforcement activities.

In order to compete – firms must develop enterprise-wide compliance processes, operational practices and reporting structures – otherwise the increasing workload shall become unmanageable.

Speakers of 2016

Paul Atkins, JD, Commissioner, SEC**+

Roel Campos, JD, Commissioner, SEC**

Tom Sexton, JD, CEO & President, NFA+

Daniel Driscoll, CPA, Executive Vice President, COO, NFA

George Canellos, JD, Co-Director, Division of Enforcement, SEC**

James R. Burns, JD, Deputy Director, Division of Trading & Markets, SEC**

Hon. Michael Dunkley, JP, MP Premier, Bermuda

Hon. Everard Richards, JP, MP, Minister of Finance, Bermuda

Hon. Dr. E. Grant Gibbons, JP, MP Minister of Economic Development, Bermuda

Kurt Schacht, JD, Managing Director, CFA Institute

Hughes Hubbard and Reed
CFA Institute
Proskauer
Appleby
Conyers Dill and Pearman
Deloitte
pwc
Seward and Krisell
GUIDEPOINT
fifth Step
KING & SPALDING
chadbourne
Butterfield
GOVERNMENT OF BERMUDA
BDA
NFA
AIMA