SEC, CFTC and DOJ Enforcement Trends 2022 | Mayer Brown | 12 April 2022 | Webinar
Venue
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| Event Date |
Wed Apr 13 UTC (over 2 years ago)
In your timezone (EST): Tue Apr 12 8:00pm - Tue Apr 12 8:00pm |
| Location | Webinar |
| Region | All |
Details
While the CFTC has been firing on all enforcement cylinders for several years, under new leadership, are gearing up to grab headlines through aggressive white collar enforcement initiatives and prosecutions.
In roundtable fashion, this webinar will address what the three authorities are especially interested in right now related to enforcement, areas such as:
• Spoofing and manipulation
• Employee use of unapproved communication devices
• Supervision and the role of automated surveillance
• SPACs
• Insider trading in the commodities markets (versus in the securities markets)
• Cryptocurrencies
• Cooperation in an enforcement proceeding, including the critical role of remediation
Speakers
2022 Speakers
Glen Kopp
Partner, Mayer Brown’s New York
Richard M. Rosenfeld
Co-lead, Mayer Brown's US Securities Litigation & Enforcement
Matt Kluchenek
Partner, Mayer Brown’s Banking & Finance